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| Mainsail Asset Management LLC
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|---|---|
| CRD # | 128373 |
| SEC # | 801-67485 |
| CIK # | |
| AUM | $280.2 MM (2023-03-27) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 205-536-7776 |
| Address | 2229 1st Ave S Birmingham, AL 35233 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | First Avenue Infrastructure II LLC | [2023-03-25] | 3.4 | 3.4 |
| PE | First Avenue Private Partners LLC | 2023-03-25 | 3.8 | |
| Other | First Avenue Bridge Equity LLC | [2022-03-29] | 12.0 | 56.8 |
| Other | First Avenue Funding LLC | [2022-03-29] | 1.0 | 43.6 |
| PE | First Avenue Infrastructure LLC | 2022-03-29 | 0.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 53 | 11.2 |
| (b) Individuals (high net worth individuals) | 92 | 154.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 102.9 |
| (g) Pension and profit sharing plans | 4 | 7.5 |
| (h) Charitable organizations | 11 | 3.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 588 | 280.2 |
| By Discretionary | ||
| Discretionary | 588 | 280.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 588 | 280.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 280.2 | |
| Total | 588 | 280.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| John Robinson | 12 | ||
| E Nichols | 4 | ||
| Byron Williamson | 3 | ||
| NA Mainsail Asset Management LLC | 1 | ||
| NA First Avenue Management LLC | 1 | ||
| Lawson Robinson | 1 | ||
| William Parsons Jr | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
McNally Advisors LLC
✚
|
IL | 0.3 |
|
Clarity Capital Partners LLC
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|
CA | 0.3 |
|
LBJ Family Wealth Advisors Ltd
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|
TX | 0.3 |
|
Adalta Capital Management LLC
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|
NY | 0.3 |
|
Mills Wealth Advisors LLC
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|
TX | 0.3 |
|
Weik Capital Management Inc
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|
PA | 0.3 |
|
WPG Advisers LLC
✚
|
MD | 0.3 |
|
Harvest Investment Services LLC
✚
|
IL | 0.3 |
|
KM Capital Management Ltd
✚
|
TX | 0.3 |
|
Newport Capital Group LLC
✚
|
NJ | 0.3 |