|
⚲
|
| SWBC Investment Company
✚
| |
|---|---|
| CRD # | 140994 |
| SEC # | 801-68054 |
| CIK # | |
| AUM | $345.8 MM (2024-05-16) |
| Employees | 35 (54% Investors, 100% Brokers) |
| Phone | 210-376-3279 |
| Address | 9311 San Pedro Avenue San Antonio, TX 78216-4459 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | SWBC CPG Fund I LP | 2023-03-29 | 3.0 | |
| RE | SWBC RE Fund LP | 2023-03-29 | 123.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 149 | 11.6 |
| (b) Individuals (high net worth individuals) | 63 | 145.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 8.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 26 | 126.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 11 | 53.9 |
| Total | 250 | 345.8 |
| By Discretionary | ||
| Discretionary | 250 | 345.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 250 | 345.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 345.8 | |
| Total | 250 | 345.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Fifth Third Wealth Advisors LLC
✚
|
OH | 0.6 |
|
Fortitude Family Office LLC
✚
|
AZ | 0.5 |
|
Las Olas Capital Advisors LLC
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|
FL | 0.4 |
|
Castellan Group LLC
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|
KY | 0.4 |
|
ACP Capital Management LLC
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|
FL | 0.2 |
|
Pactolus Private Wealth Management LLC
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|
VA | 0.2 |
|
Corps Capital Advisors LLC
✚
|
TX | 0.2 |
|
Cain Capital LLC
✚
|
TX | 0.1 |
|
Alpha Fiduciary Inc
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|
AZ | 0.1 |
|
Matrix Planning Inc
✚
|
CA | 0.1 |