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| Mark Sheptoff Financial Planning LLC
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| CRD # | 108742 |
| SEC # | 801-57744 |
| CIK # | 0001607355 |
| AUM | 466.5 M (2026-03-30) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 860-734-1090 |
| Address | 703 Hebron Ave 3rd Floor Glastonbury, CT 06033 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001607355 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 18.9 | ||
| FPL Group Inc | 16.9 | ||
| Celestica Inc | 12.4 | ||
| Palantir Technologies Inc | 10.0 | ||
| Apple Inc | 8.9 | ||
| United Technologies Corp /DE/ | 7.7 | ||
| Johnson & Johnson | 7.4 | ||
| PepsiCo Inc | 5.7 | ||
| Veeva Systems Inc | 4.7 | ||
| AbbVie Inc | 4.4 | ||
| Vertex Pharmaceuticals Inc / Ma | 4.1 | ||
| Tesla Motors Inc | 3.4 | ||
| General Dynamics Corp | 2.9 | ||
| Visa Inc | 2.6 | ||
| Nvidia Corp | 2.2 | ||
| Coca Cola Co | 2.1 | ||
| Amazon Com Inc | 1.9 | ||
| Costco Wholesale Corp /NEW | 1.7 | ||
| Abbott Laboratories | 1.6 | ||
| Quanta Services Inc | 1.4 | ||
| Kraft Foods Inc | 1.4 | ||
| American Electric Power Co Inc | 1.3 | ||
| UnitedHealth Group Inc | 1.2 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 135 | 49.2 |
| (b) Individuals (high net worth individuals) | 100 | 365.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 46.2 |
| (h) Charitable organizations | 0 | 0.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 4.8 |
| (n) Other | 0 | 0.0 |
| Total | 771 | 466.5 |
| By Discretionary | ||
| Discretionary | 771 | 466.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 771 | 466.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 466.5 | |
| Total | 771 | 466.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001607355] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Flagstone Financial Management LLC
✚
|
NE | 467.8 M |
|
Fortitude Advisory Group LLC
✚
|
WA | 467.5 M |
|
Yukon Wealth Management Inc
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KS | 467.4 M |
|
RPS Advisory Solutions LLC
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KY | 467.0 M |
|
Coston McIsaac and Partners Inc
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ME | 466.9 M |
|
Seascape Capital Management LLC
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NH | 466.9 M |
|
Wealthvalues LLC
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|
CA | 466.5 M |
|
Consilium Wealth Advisory LLC
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|
466.0 M | |
|
Baldwin & Clarke Advisory Services LLC
✚
|
NH | 465.7 M |
|
Clelland & Co Inc
✚
|
CA | 465.7 M |