Marque Millennium Capital Management LLC

Item 5 Fees and Compensation

A.    Current Fee Schedule:

      First $25 million: .70 basis points
      Next $25 million: .60 basis points

      Fees are negotiable thereafter.

      Fees are generally based on a percentage of the total market value of assets (including
      cash) being supervised at the end of each quarterly period. In other words, we bill
      quarterly, in arrears for services already rendered. On occasion, different types of
      assets may be treated differently for fee purposes. The scale of fee percentages has
      varied with the size of the account, ranging from 1% down to .3% percent of account
      assets annually. We do not have custody of our clients’ funds. We will invoice clients
      at the end of each quarter for our management fees and fees are paid directly by the
      client or its custodian.

      Occasionally, Registrant may earn a fee for financial advisory services to companies
      seeking to enhance or change their business activities. Fees for these transactions are
      negotiated.

      In rare circumstances, applicant may accept a fixed fee for investment supervisory
      services. Under certain circumstances, fees may be subject to negotiation.

B.    Pursuant to its standard form of investment management contract, Registrant generally
      bills clients at the end of each quarterly period for services rendered. The invoiced
      fees are paid directly by the client or their custodian. It is not our general practice to
      deduct fees from client accounts. Fees are payable within 30 days of billing.

C.    Certain client funds are invested by the client (or investment managers other than
      Registrant) in money market funds, as well as uninvested cash balances that are swept
      into money market funds by the client’s custodian or broker/dealer, and are charged
      two fees. These clients pay the standard quarterly fee on the total asset value of their
      portfolio under Registrant’s management, and might pay a custodial fee or other fee to
      their custodian or investment manager of the money market fund, based upon the
      amount of the client’s uninvested cash balance. Clients will also separately incur
      brokerage and other transactions costs – please see the Brokerage Section.

D.    It is our general practice to bill clients in arrears only. When a client is billed
      quarterly in arrears, and the contract is terminated before the end of a quarterly billing
      period, the client will only be billed for that portion of the period for which investment
      supervisory services had been provided. In the case of a termination before the end of
      a quarterly period for which the billing has been paid, the unearned portion of those
      fees are refunded on a pro rata basis. If a Client for its convenience, seeks to allow
      Registrant to deduct its fees directly from its account managed by Registrant,

       Registrant will do so only if the amount to be deducted is computed by a qualified
       independent third party.

E.   1, 2, 3, 4. None of our supervised persons accept compensation for sale of securities
       or other investment products (including asset-based sales charges or service fees from
       the sale of mutual funds).

Item 7     Types of Clients

Registrant will provide investment supervisory (advisory) services primarily to institutional
clients, such as pension and profit sharing plans, trusts, estates, foundations, endowments or
other charitable organizations, and also to corporations or business entities other than those
listed.

The Registrant has a published minimum dollar amount of assets of $2 million dollars on which
it will agree to provide investment supervisory services. However, the Registrant has and does
make exceptions to this minimum for related accounts, accounts with periodic cash flow and for
other reasons.