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| Happy Holidays!! thanks for using AUM13F!! |
| Marshall & Sullivan Inc
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| CRD # | 105168 |
| SEC # | 801-16142 |
| CIK # | |
| AUM | $473.4 M (2025-01-17) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 206-621-9014 |
| Address | 1109 First Ave Suite 200 Seattle, WA 98101 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | Lakeside Income & Growth Fund LLC | [2014-12-08] | 5.5 | 8.0 |
| RE | Denver Spokane Office Properties LLC | 2012-03-30 | 1.6 | |
| RE | Floresta Investors LLC | [2012-03-30] | 0.0 | 1.0 |
| RE | Fresno Tucson Retirement Investors LLC | [2012-03-30] | 3.9 | |
| RE | Gateway Center Investors LLC | 2012-03-30 | 0.4 | |
| RE | Hotel Group Investor Three LLC | 2012-03-30 | 0.2 | |
| RE | Hotel Investors Two LLC | 2012-03-30 | 0.8 | |
| RE | Lakeside Aggressive Growth Fund LLC | [2012-03-30] | 2.4 | 1.2 |
| RE | Lakeside Growth Fund LLC | [2012-03-30] | 0.4 | 1.0 |
| RE | Lending Allocation - 2009 LLC | [2012-03-30] | 0.5 | 2.8 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 80 | 42.4 |
| (b) Individuals (high net worth individuals) | 105 | 374.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 17.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 31.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 8.5 |
| (n) Other | 0 | 0.0 |
| Total | 200 | 473.4 |
| By Discretionary | ||
| Discretionary | 200 | 473.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 200 | 473.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 473.4 | |
| Total | 200 | 473.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Michael Kaplan | 60 | ||
| Dennis Daugs | 9 | ||
| Jeffrey Flohr | 11 | ||
| Geoffrey Simpson | 9 |
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Acumen Wealth Advisors LLC
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TN | 0.6 |
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Trevian Wealth Management LLC
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0.5 | |
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TX | 0.5 |
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PA | 0.5 |
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Stony Point Wealth Management Inc
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VA | 0.4 |
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CWC Advisors LLC
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OR | 0.4 |
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GA | 0.4 |
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Fairbanks Capital Management Inc
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CA | 0.4 |
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Integrated Capital Management LLC
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MI | 0.4 |
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Access Wealth Management Inc
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KY | 0.3 |