|
⚲
|
| Marshall & Sullivan Inc
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|
|
|---|---|
| CRD # | 105168 |
| SEC # | 801-16142 |
| CIK # | |
| AUM | $363.0 MM (2023-02-15) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 206-621-9014 |
| Address | 1109 First Ave Suite 200 Seattle, WA 98101 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | Lakeside Income & Growth Fund LLC | [2014-12-08] | 5.5 | 13.4 |
| RE | Denver Spokane Office Properties LLC | 2012-03-30 | 1.6 | |
| RE | Floresta Investors LLC | [2012-03-30] | 0.0 | 1.0 |
| RE | Fresno Tucson Retirement Investors LLC | [2012-03-30] | 3.7 | |
| RE | Gateway Center Investors LLC | 2012-03-30 | 0.3 | |
| RE | Hotel Group Investor Three LLC | 2012-03-30 | 0.2 | |
| RE | Hotel Investors Two LLC | 2012-03-30 | 0.8 | |
| RE | Lakeside Aggressive Growth Fund LLC | [2012-03-30] | 2.4 | 1.5 |
| RE | Lakeside Growth Fund LLC | [2012-03-30] | 0.4 | 1.0 |
| RE | Lending Allocation - 2009 LLC | [2012-03-30] | 0.5 | 2.8 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 76 | 29.3 |
| (b) Individuals (high net worth individuals) | 104 | 278.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 22.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 20.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 2.1 |
| (n) Other | 0 | 0.0 |
| Total | 194 | 352.0 |
| By Discretionary | ||
| Discretionary | 194 | 352.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 194 | 352.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 352.0 | |
| Total | 194 | 352.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Michael Kaplan | 55 | ||
| Dennis Daugs | 9 | ||
| Jeffrey Flohr | 11 | ||
| Geoffrey Simpson | 8 |
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|---|---|---|
|
Bay Street Capital Holdings LLC
✚
|
NY | 0.5 |
|
Apex Financial Advisors Inc
✚
|
PA | 0.5 |
|
Trevian Wealth Management LLC
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|
MA | 0.4 |
|
FCA Corp
✚
|
TX | 0.4 |
|
Acumen Wealth Advisors LLC
✚
|
TN | 0.3 |
|
Stony Point Wealth Management Inc
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|
VA | 0.3 |
|
Holcombe Financial Inc
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|
GA | 0.3 |
|
Insight 2811 Inc
✚
|
IL | 0.3 |
|
KDK Private Wealth Management LLC
✚
|
TX | 0.3 |
|
Fairbanks Capital Management Inc
✚
|
CA | 0.2 |