Filed 2014-06-06 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
9,032
5.8
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
2
0.1
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
59
0.5
(h) Charitable organizations
78
0.3
(i) State or municipal government entities
49
0.4
(j) Other investment advisers
0
0.0
(k) Insurance companies
27
3.9
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above