Mid Atlantic Financial Management Inc

Search
⚲

Mid Atlantic Financial Management Inc ✚
CRD #	109771
SEC #	801-21527
CIK #
AUM
Employees	96 (100% Investors, 69% Brokers)
Phone	412-391-7077
Address	1251 Waterfront Place Pittsburgh, PA 15222-4235
Source	[IAPD] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
Other	Mid Atlantic Securities Partnership	[2012-03-29]	17.0 M	5.2 M
	Filed 2015-03-05 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Select Opportunity Fund in Liquidation	[2012-03-29]	41.5 M	0.1 M
	Filed 2017-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	3,974	1.1
(b) Individuals (high net worth individuals)	541	1.1
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	462	0.9
(h) Charitable organizations	40	0.1
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	1	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	21	0.0
(n) Other	0	0.0
Total	9,652	3.4
By Discretionary
Discretionary	8,947	2.8
Non-Discretionary	705	0.5
Total	9,652	3.4
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		3.4
Total	9,652	3.4

Form D Directors	Role	# Filings	# Firms
David Brown	Executive Officer	172	7
Charles Warden	Executive Officer	52	3
Kyle Smith	Executive Officer	22	2
David Down	Executive Officer	13	2
Joseph Banco Jr	Executive Officer	4	2
Mid Atlantic Financial Management Inc	Executive Officer	2	1

Firm Profile (Form ADV)
Discretionary AUM	$1.0B
Clients	225
Serves	Institutional, Retail

{"search": "/search", "clicked": "/clicked", "portfolio_add": "/portfolio-add", "portfolio_remove": "/portfolio-remove", "portfolio_create": "/portfolio-create", "portfolio_activate": "/portfolio-activate", "portfolio_delete": "/portfolio-delete", "portfolio_rename": "/portfolio-rename", "portfolio_color": "/portfolio-color", "home_filter": "/home-filter", "htmlspeed": "/htmlspeed", "add_tag_firm": "/add-tag-firm", "add_tag_click": "/add-tag-click", "copy_aum": "/copy-aum", "stripe_checkout": "/stripe-checkout", "stripe_subscribe": "/stripe-subscribe", "update_card": "/update-card"}

Mid Atlantic Financial Management Inc

Assets, Funds, Holdings