Mid-Continent Capital LLC

Item 5 – Fees and Compensation

      Mid-Continent charges investment management fees based on clients’ assets under
      management. As a general matter, our current fee schedule is not negotiable.

      The fee schedule on new equity and balanced accounts is:
      Annual % of Assets Managed:
      First $ 1 million                1.00%
      Next $ 49 million                0.80%
      Next $ 50 million                0.60%
      Assets > $ 100 million           0.40%

      There is a minimum relationship size of $2,000,000.

      Exceptions to the minimum relationship size can be made in cases where accounts are expected
      to grow through additional contributions or in cases where the new relationship is associated with
      existing clients.

      Assets that are held for clients in the “unsupervised” category are not charged a fee. These
      assets are reflected on our statements as a courtesy to the client; MCC’s services do not include
      investment management, review or monitoring services, nor investment recommendations or
      advice relative to any of those “unsupervised” assets.

      Accounts that were opened prior to the institution of this fee schedule are billed based on the fee
      schedule in effect at the time the account was opened or according to negotiated rates.

      Clients direct MCC to deduct the management fees from their account or receive an invoice for
      payment. Fees are paid quarterly, in advance, based on the value of the client’s assets on the
      last business day of the calendar quarter.

Form ADV Part 2A – Brochure
October 31, 2021

      In addition to investment management fees, clients will also incur custodial fees and
      brokerage/transaction costs (described in Item 12). The client’s custodian may impose other
      fees, such as wire transfer fees and check charges.

      Occasionally we invest, or recommend that our clients invest, in mutual fund or exchange-traded-
      fund (“ETF”) shares. Each mutual fund or ETF pays fees, borne by its shareholders, to the
      manager of the mutual fund or ETF and to other service providers to the fund. We base our
      management fees, including mutual fund and ETF investments, on a percentage of the market
      value of the assets in the client’s account. As a result, a client whose account is invested in a
      mutual fund or ETF will bear the client’s proportionate share of the mutual fund or ETF’s fees and
      expenses and pay a management fee to us for the same investment. In many cases, the client
      could invest in the same mutual fund or ETF without paying a fee to us but would then not have
      the benefit of the advice, review and monitoring we provide.

      We charge our investment management fees quarterly in advance. If clients terminate our
      services prior to quarter-end, they can request a refund of fees. The refund will be determined
      by pro-rating the unearned fees.

Item 7 – Types of Clients

      Our services typically are provided to individuals, high net worth individuals, trusts, family groups,
      pension and profit-sharing plans, endowments and foundations in need of on-going advice on
      how to structure their investments given their unique objectives (return requirements and risk
      tolerance) and circumstances (time horizons, liquidity needs, tax and legal considerations).

      There is a minimum relationship size of $2,000,000. See Item 5 for additional information related
      to account sizes.