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| Middleton & Company Inc
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|
|---|---|
| CRD # | 104549 |
| SEC # | 801-21247 |
| CIK # | 0001614345, 0000919497 |
| AUM | $895.2 MM (2023-03-17) |
| Employees | 14 (50% Investors, 0% Brokers) |
| Phone | 617-357-5101 |
| Address | 600 Atlantic Avenue 18th Floor Boston, MA 02210-2211 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 48.2 | |
| AMZN | 1,092,997.8 | 30.0 | |
| GOOGL | 1,475,138.5 | 26.5 | |
| V | 419,260.5 | 20.7 | |
| DHR | 183,136.1 | 20.0 | |
| MSFT | 1,918,222.4 | 18.1 | |
| ORLY | 41,441.2 | 17.2 | |
| ABBV | 269,466.6 | 16.1 | |
| COST | 207,576.9 | 15.8 | |
| MRK | 232,371.9 | 14.3 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Denardo LLC | 2012-03-29 | 2.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 120 | 34.0 |
| (b) Individuals (high net worth individuals) | 210 | 700.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 61.0 |
| (h) Charitable organizations | 18 | 99.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 557 | 895.2 |
| By Discretionary | ||
| Discretionary | 555 | 893.1 |
| Non-Discretionary | 2 | 2.1 |
| Total | 557 | 895.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.3 | |
| United States Persons | 888.9 | |
| Total | 557 | 895.2 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000919497] | |
| 3 | [0001614345] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Middleton International Ltd | |
| B. Riley Financial, Inc. |
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