|
⚲
|
| Midwestern Securities Trading Company LLC
✚
|
|
|---|---|
| CRD # | 101080 |
| SEC # | 801-77948 |
| CIK # | 0001095797 |
| AUM | $2.0 B (2026-06-24) |
| Employees | 105 (41% Investors, 42% Brokers) |
| Phone | 309-699-6786 |
| Address | 235 Everett St East Peoria, IL 61611 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 11,466 | 1,441.3 |
| (b) Individuals (high net worth individuals) | 243 | 450.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 138 | 93.5 |
| (n) Other | 0 | 0.0 |
| Total | 11,847 | 1,984.9 |
| By Discretionary | ||
| Discretionary | 6,960 | 1,113.5 |
| Non-Discretionary | 4,887 | 871.4 |
| Total | 11,847 | 1,984.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.8 | |
| United States Persons | 1,981.1 | |
| Total | 11,847 | 1,984.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Pronvest LLC DBA Future Capital
✚
|
TN | 2.0 |
|
Physician Wealth Advisors Inc
✚
|
UT | 2.0 |
|
Stack Financial Management Inc
✚
|
MT | 2.0 |
|
Raymond James USA Ltd
✚
|
2.0 | |
|
Balefire LLC
✚
|
TX | 2.0 |
|
JSF Financial LLC
✚
|
CA | 2.0 |
|
The Fiduciary Group LLC
✚
|
GA | 2.0 |
|
The Norden Group LLC
✚
|
UT | 2.0 |
|
Abound Wealth Management LLC
✚
|
TN | 1.9 |
|
Bensler LLC
✚
|
WA | 1.9 |