Mittleman Investment Management LLC

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Assets, Funds, Holdings

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Mittleman Investment Management LLC
CRD #138338
SEC #801-65027
CIK #0001456827
AUM
Employees 5 (20% Investors, 0% Brokers)
Phone212-217-2340
Address105 Maxess Road
Melville, NY 11747
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
60048036024012002004201020172024
Sector Form 13F Holdings Value ($M)
Upjohn Inc 2.1
 
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
2502001501005002012201520192023
Type Form D Funds Date Sold ($M) AUM ($M)
Other Mittleman Global Value Equity Fund 2018-03-20 22.3
HF Mittleman Brothers Master Fund Ltd 2013-12-12 5.6
HF Precog Capital Partners LP [2012-03-23] 26.9 11.8
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 38 6.5
(b) Individuals (high net worth individuals) 46 34.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 33.3
(g) Pension and profit sharing plans 1 0.6
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 1 7.5
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 8 10.8
(n) Other 0 0.0
Total 170 93.1
By Discretionary
Discretionary 170 93.1
Non-Discretionary 0 0.0
Total 170 93.1
By Non-United States Persons
Non-United States Persons 32.7
United States Persons 60.3
Total 170 93.1
Form D Directors # Filings # Firms 2011 - 2025
Stephen Bondi 19
Philip Mittleman 4
Christopher Mittleman 4
David Mittleman 4
Mittleman Investment Management LLC 2
Evan Newman 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001456827]
D [0001456827]
SC 13D [0001456827]
SC 13G [0001456827]
Form 13D/13G Filer Form 13D/13G Subject Filed
Mittleman Brothers LLC Revlon Inc /DE/ [2019-09-19]
Mittleman Brothers LLC AMC Entertainment Holdings Inc [2018-01-31]
Mittleman Brothers LLC Revlon Inc /DE/ [2017-08-22]
Mittleman Brothers LLC HC2 Holdings Inc [2017-07-19]
Mittleman Brothers LLC Carmike Cinemas Inc [2016-03-08]
Mittleman Brothers LLC CTC Media Inc [2016-02-11]
Mittleman Brothers LLC HC2 Holdings Inc [2015-11-02]
Mittleman Brothers LLC Carmike Cinemas Inc [2014-02-06]
Mittleman Brothers LLC Dex One Corp [2013-02-13]
Mittleman Brothers LLC Capital Trust Inc [2013-02-13]
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