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⚲
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| Mittleman Investment Management LLC
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|
|---|---|
| CRD # | 138338 |
| SEC # | 801-65027 |
| CIK # | 0001456827 |
| AUM | $93.1 MM (2023-03-31) |
| Employees | 5 (20% Investors, 0% Brokers) |
| Phone | 212-217-2340 |
| Address | 105 Maxess Road Melville, NY 11747 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Mittleman Global Value Equity Fund | 2018-03-20 | 22.3 | |
| HF | Mittleman Brothers Master Fund Ltd | 2013-12-12 | 5.6 | |
| HF | Precog Capital Partners LP | [2012-03-23] | 26.9 | 11.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 38 | 6.5 |
| (b) Individuals (high net worth individuals) | 46 | 34.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 33.3 |
| (g) Pension and profit sharing plans | 1 | 0.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 7.5 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 10.8 |
| (n) Other | 0 | 0.0 |
| Total | 170 | 93.1 |
| By Discretionary | ||
| Discretionary | 170 | 93.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 170 | 93.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 32.7 | |
| United States Persons | 60.3 | |
| Total | 170 | 93.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Stephen Bondi | 19 | ||
| Philip Mittleman | 4 | ||
| Christopher Mittleman | 4 | ||
| David Mittleman | 4 | ||
| Mittleman Investment Management LLC | 2 | ||
| Evan Newman | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001456827] | |
| D | [0001456827] | |
| SC 13D | [0001456827] | |
| SC 13G | [0001456827] |
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|---|---|---|
|
South Georgia Capital LLC
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|
IL | 0.1 |
|
Schmidt Advisory Services Inc
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IL | 0.1 |
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CA | 0.1 |
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Heirloom Investment Management LLC
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DE | 0.1 |
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NY | 0.1 |
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Hayden Harper Wealth Advisory LLC
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TN | 0.1 |
|
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NY | 0.1 |
|
Perini Capital LLC
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AZ | 0.1 |
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RGA Investment Advisors LLC
✚
|
NY | 0.1 |