Fees and Compensation — Form ADV Part 2A (3/27/2019)
[Brochure]
Item 5: Fees and Compensation
For its investment advisory services, the Firm typically charges a fee based on the client’s account value at the
following annual rates:
Equity Investments Fixed Income Investments
0.25% on 1st $50 million 0.20% on 1st $50 million
0.23% on 2nd $50 million 0.18% on 2nd $50 million
0.20% on assets over $100 million 0.16% on assets over $100 million
In addition to the advisory fees paid directly to Mosby Lincoln L.C., mutual funds, money market funds, and
exchange-traded funds in which client assets may be invested charge their own fees and expenses. These fees and
expenses are reflected as a reduction of income received by the client from these investments and/or a reduction in
the value of the investment.
Clients may also incur brokerage and transaction costs. Please see Item 12 of this brochure for further discussion
of brokerage firm options. Mutual funds recommended by the Firm are generally no-load funds and, therefore, do
not have any commission expense associated with transactions. Minimal transaction costs charged by some
brokerage firms for the purchase of mutual funds may be incurred.
Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2019)
[Brochure]
Item 7: Types of Clients
The Firm provides investment supervisory services to various types of clients including individuals, trusts, estates,
charitable organizations and business entities.