NB Alternative Fund Management LLC

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NB Alternative Fund Management LLC ✚
CRD #	149873
SEC #	801-70026
CIK #	0001469001
AUM
Employees
Phone	212-526-9583
Address	605 Third Avenue New York, NY 10158
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

CIK	Period
0001469001	2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

Sector	Form 13F Holdings	Value ($B)
	Apple Inc	3.2
	International Business Machines Corp	3.1
	Occidental Petroleum Corp /DE/	1.9
	Alphabet Inc	1.9
	Microsoft Corp	1.5
	J P Morgan Chase & Co	1.4
	Travelers Companies Inc	1.2
	Oracle Corp	1.2
	Schlumberger Ltd /NV/	1.1
	Pfizer Inc	1.1
	EOG Resources Inc	1.1
	American Express Co	1.0
	Church & Dwight Co Inc /DE/	1.0
	Procter & Gamble Co	1.0
	United Parcel Service Inc	0.9
	McDonalds Corp	0.9
	Danaher Corp /DE/	0.9
	Intel Corp	0.9
	AptarGroup Inc	0.9
	Johnson & Johnson	0.9
	Enterprise Products Partners L P	0.9
	Philip Morris International Inc	0.9
	Abbott Laboratories	0.9
	BlackRock Inc	0.9
	Coca Cola Co	0.8






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Type	Form D Funds	Date	Sold	AUM
HF	Neuberger Berman GTAA Fund LP	2012-03-30		4.5 M
HF	Neuberger Berman GTAA II Master Fund Ltd	[2012-03-30]	25.0 M	133.1 M
	Filed 2013-06-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Neuberger Berman GTAA I Ltd	[2012-03-30]	34.1 M	55.4 M
	Filed 2013-06-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $2,562 · Net Assets Decline to Disclose
HF	Neuberger Berman GTAA Master Fund I Ltd	[2012-03-30]	34.1 M	71.9 M
	Filed 2013-06-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $2,562 · Net Assets Decline to Disclose
HF	Neuberger Berman GTAA Pension Fund I Ltd	[2012-03-30]	50.6 M	54.9 M
	Filed 2013-06-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $6,924 · Net Assets Decline to Disclose
HF	Neuberger Berman GTAA Unit Trust	2012-03-30		6.2 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	37	2.1
By Discretionary
Discretionary	37	2.1
Non-Discretionary	0	0.0
Total	37	2.1
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		2.1
Total	37	2.1

Form D Directors	Role	# Filings	# Firms	2011 - 2026
Joseph Amato	Director	120	6
Bradley Tank	Director	57	5

EDGAR Form	CIK	2011 - 2026
13F-NT	[0001469001]

Assets, Funds, Holdings