NB Alternative Investment Management LLC

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Assets, Funds, Holdings

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NB Alternative Investment Management LLC
CRD #117035
SEC #801-60730
CIK #0001546601
AUM
Employees 39 (44% Investors, 54% Brokers)
Phone212-476-5900
Address605 Third Avenue
New York, NY 10158
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
5.04.03.02.01.00.02001200920172025
Sector Form 13F Holdings Value ($B)
J P Morgan Chase & Co 1.4
Microsoft Corp 0.8
Apple Inc 0.8
Alphabet Inc 0.6
EOG Resources Inc 0.6
Pfizer Inc 0.6
Energy Transfer Equity LP 0.6
Schlumberger Ltd /NV/ 0.5
Goldman Sachs Group Inc 0.5
Johnson & Johnson 0.5
View All
Holdings by Sector ($B)
16012896643202011201620212027
Type Form D Funds Date Sold AUM
HF NB Alpha Capture Master Fund LP [2014-03-31] 100.9 M 10.5 M
Filed 2015-02-18 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $123,719 · Net Assets Decline to Disclose
HF Opportunity Fund Segregated Portfolio Company 2013-02-22 1.7 M
HF Lehman Brothers Balanced Fund LP 2012-03-30 5.5 M
HF NB Diversified Arbitrage Fund II LP 2012-03-30 104.8 M
HF NB Diversified Arbitrage Fund Ireland PLC 2012-03-30 58.3 M
HF NB Diversified Arbitrage Fund LP 2012-03-30 34.3 M
HF NB Long/Short Fund II LP 2012-03-30 2.3 M
HF NB Long/Short Fund LP 2012-03-30 3.2 M
HF NB Long/Short Master Fund LLC 2012-03-30 6.3 M
HF NB Offshore Diversified Arbitrage Fund III Ltd 2012-03-30 105.5 M
HF NB Offshore Diversified Arbitrage Fund II Ltd 2012-03-30 99.5 M
HF NB Offshore Diversified Arbitrage Fund Ltd 2012-03-30 11.0 M
HF NB Offshore Long/Short Fund II Ltd 2012-03-30 2.7 M
HF NB Offshore Long/Short Fund Ltd 2012-03-30 0.5 M
HF NB Offshore Long/Short Master Fund Ltd 2012-03-30 3.4 M
HF NB Selectaccess Fund LP 2012-03-30 76.2 M
HF NB Selectaccess Fund Ltd 2012-03-30 26.2 M
HF Selectaccess Employee Fund LP 2012-03-30 34.9 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 32 3.4
By Discretionary
Discretionary 30 2.1
Non-Discretionary 2 1.3
Total 32 3.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.4
Total 32 3.4
Form D Directors Role # Filings # Firms 2011 - 2026
Joseph Amato Executive Officer 120 6
Anthony Tutrone Executive Officer 154 5
Heather Zuckerman Executive Officer 34 3
NB Alternative Investment Management LLC Promoter 8 3
EDGAR Form CIK 2011 - 2026
13F-NT [0001546601]
Firm Profile (Form ADV)
Discretionary AUM$2.7B
ServesInstitutional, Retail, Research
Fund TypesHedge Fund
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