Nest Egg ETFS LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

1. Fees for ETF Sub-Advisory Services
The Firm receives 0.04% of the assets under management for each ETF annually as part of its sub-
advisory services. This fee is included as part of the annual 0.95% expense ratio for the ETF. The
Firm also receives any funds remaining from the expense ratio after all other costs and fees have
been deducted. The Firm receives its fees for the ETF according to the distribution schedule of the
investment adviser that it advises for the ETF.

2. Fees for Separate Account Sub-Advisory Services
The Firm’s SMA Separate Account asset management services fees are 2.25% of the assets under
management. Fees are subject to negotiation and may vary to reflect circumstances that apply to a
specific client account. The fee includes guidance of financial objectives and goals, in-house wealth
management, and access to our third- party network of ancillary financial service providers.

The Separate Account fee is payable monthly and calculated in arrears. Fees are assessed pro rata in
the event the agreement is executed at any time other than the first day of a calendar month and/or
is terminated at any time other than the last day of a calendar month. Any month for which an account
does not meet the account minimum of $25,000.00, Adviser may, at its sole discretion, assess a
minimum account administration fee of $10.00 per month.

Other Types of Fees & Expenses

Clients may incur certain fees or charges imposed by third parties, other than the Firm, in connection
with investments made on behalf of the client’s account(s). The client is responsible for all custody
and securities execution fees charged by the custodian. The fees charged by the Firm are separate
and distinct from these custody and execution fees.

The following list of fees or expenses are what clients pay directly to third parties, whether a security
is being purchased, sold or held in accounts under our management. The fees include:

•        Brokerage commissions;
•        Exchange fees;
•        SEC fees;
•        Advisory fees and administrative fees charged by funds;
•        Advisory fees charged by sub-advisers (if any are used for your account);
•        Custodial fees;

ADV Part 2A – Firm Brochure                    Page 5                                      NESTYIELD ETFs

•        Deferred sales charges;
•        Transfer and electronic fund processing fees;
•        Commissions or mark-ups / mark-downs on security transactions;
•        Others that may be incurred.

Termination & Refunds

Fees owed to Separate Account clients as the result of any termination shall be paid within a
reasonable time of termination; generally within thirty days from the termination date.

Commissionable Securities Sales

Mr. Ramos and Mr. Cordoba are registered representatives of Centaurus Financial, Inc. (“Centaurus”),
member FINRA/SIPC. As such they are able to accept compensation for the sale of securities or other
investment products, including distribution or service (“trail”) fees. Clients should be aware that the
practice of accepting commissions for the sale of securities presents a conflict of interest and gives
our Firm and/or our representatives an incentive to recommend investment products based on the
compensation received. Our Firm generally addresses commissionable sales conflicts that arise when
explaining to clients these sales create an incentive to recommend based on the compensation to be
earned and/or when recommending commissionable mutual funds, explaining that “no-load” funds
are also available. Our Firm does not prohibit clients from purchasing recommended investment
products through other unaffiliated brokers or agents.

Insurance

In addition to providing investment advice on behalf of our Firm, Mr. Ramos and Mr. Cordoba are
also licensed as independent insurance agents with various insurance companies. These
representatives will earn commission-based compensation for selling insurance products, including
insurance products sold to you. Insurance commissions earned by these representatives are separate
and in addition to our advisory fees. This practice presents a conflict of interest because the
representatives have an incentive to recommend insurance products to you for the purpose of
generating commissions rather than solely based on your needs. You are under no obligation,
contractually or otherwise, to purchase insurance products through any person affiliated with our
Firm.

Item 7: Types of Clients & Account Requirements

    1. DESCRIPTION
       As a discretionary sub-adviser to publicly traded ETFs, the Firm serves the investment
       adviser to the ETF.

         For Separately Managed Accounts the Firm serves individuals, high net worth individuals,
         family offices, trusts, estates, foundations, charitable organizations, pooled investment
         vehicles, corporations or other business entities, pensions, employer sponsored plans and
         profit-sharing plans, among others.

    2. ACCOUNT MINIMUMS
       A minimum account of $25,000 is required for Separate Account Management Clients,
       although this is negotiable under certain circumstances.