Nestegg Advisors Inc

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by
the Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into
one or more written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly in advance pursuant to the terms of the investment advisory
agreement. Investment advisory fees are based on the market value of assets under management at the end of
the prior quarter. Investment advisory fees range up to 1.25% annually based on several factors, including:

                                                 NestEgg Advisors, Inc.
                                        330 Motor Parkway, Hauppauge, NY 11788
                                       Phone: (631) 952-2700 * Fax: (631) 952-2177
                                             http://www.nesteggadvisors.net/

the level of assets to be managed, the scope and complexity of the services to be provided, and the overall
relationship with the Advisor. Relationships with multiple objectives, specific reporting requirements,
portfolio restrictions and other complexities may be charged a higher fee.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s]
to the end of the first quarter subject to adjustments for account inflows and outflows as outlined in Item 5B
– Fee Billing. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts
managed by NestEgg will be independently valued by the Custodian. The Advisor will conduct periodic
reviews of the Custodian’s valuation to ensure accurate billing.

Financial Planning Services
NestEgg offers standalone financial planning services ranging up to $10,000 per engagement. Fees may be
negotiable based on the nature and complexity of the services to be provided and the overall relationship with
the Advisor. An estimate for overall costs will be provided to the Client prior to engaging for these services.
The Advisor may charge fees for financial planning workshops, courses, and/or seminars. Fees range from
$25 to $150 per person depending on the number of sessions, amount of time per sessions, degree of
customization required, and extensiveness of handout materials.

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s
account[s] at the Custodian. The Advisor or delegate shall send an invoice to the Custodian indicating the
amount of the fees to be deducted from the Client’s account[s] at the beginning of the respective quarter. The
amount due is calculated based on the total assets under management with NestEgg at the end of the prior
quarter multiplied by the annual fee rate divided by the number of trading days in the year, multiplied by
the number of trading days in the billing cycle. Adjustments to Client fees are made during the billing period
following an inflow or outflow i.e a contribution or withdrawal in the amount of $10,000 or greater. If
Clients make additions to, or withdrawals from, their account[s], the Advisor reconciles the account[s] on
a quarterly basis to capture if, on any given day, assets are deposited into or withdrawn from an account
after the start of the quarter. An adjustment will be made in the form of a credit or debit to reflect the interim
change in portfolio value from the date of the deposit/withdrawal until the end of the quarter. Clients will
be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the investment
advisory fee. Clients provide written authorization permitting advisory fees to be deducted by NestEgg to be
paid directly from their account[s] held by the Custodian as part of the investment advisory agreement and
separate account forms provided by the Custodian.

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of
the financial planning agreement. The balance shall be invoiced upon completion of the agreed upon
deliverable[s].

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties in connection with investments made on
behalf of the Client’s account[s]. The Advisor includes securities transactions costs as part of its overall
                                                  NestEgg Advisors, Inc.
                                         330 Motor Parkway, Hauppauge, NY 11788
                                        Phone: (631) 952-2700 * Fax: (631) 952-2177
                                              http://www.nesteggadvisors.net/

investment advisory fee through the NestEgg Wrap Fee Program. Securities transaction fees for Client-
directed trades may be charged back to the Client. Please see Item 4.D. as well as Appendix 1 – Wrap Fee
Program Brochure.

In addition, all fees paid to NestEgg for investment advisory services are separate and distinct from the
expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses
are described in each fund’s prospectus. These fees and expenses will generally be used to pay management
fees for the funds, other fund expenses, account administration (e.g., custody, brokerage and account
reporting), and a possible distribution fee. A Client may be able to invest in these products directly, without
the services of NestEgg, but would not receive the services provided by NestEgg which are designed, among
other things, to assist the Client in determining which products or services are most appropriate for each
Client’s financial situation and objectives. Accordingly, the Client should review both the fees charged by
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Item 7 – Types of Clients

NestEgg offers investment advisory services to individuals, high net worth individuals, trusts, estates,
businesses, and retirement plans. NestEgg generally requires a minimum fee size of $3,000 annually which
equates to a minimum relationship size of $250,000 to effectively implement its services.