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| Nierenberg Investment Management Company LLC
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| CRD # | 155416 |
| SEC # | 801-74080 |
| CIK # | 0001282683 |
| AUM | 235.5 M (2026-03-13) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 360-604-8600 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001282683 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| EQT Corp | 33.9 | ||
| Criteo Sa | 18.9 | ||
| Lyft Inc | 17.2 | ||
| KBR Inc | 14.2 | ||
| Riverview Bancorp Inc | 11.2 | ||
| Maplebear Inc | 10.9 | ||
| Rocket Companies Inc | 6.1 | ||
| Green Dot Corp | 3.8 | ||
| Brookdale Senior Living Inc | 3.5 | ||
| Senior Housing Properties Trust | 3.0 | ||
| Concentrix Corp | 2.3 | ||
| Five9 Inc | 2.1 | ||
| Greenlight Capital RE Ltd | 1.8 | ||
| FTI Consulting Inc | 1.7 | ||
| Chesapeake Energy Corp | 1.7 | ||
| Tandem Diabetes Care Inc | 1.5 | ||
| Cross Country Healthcare Inc | 1.4 | ||
| Everett Spinco Inc | 1.3 | ||
| Helix Energy Solutions Group Inc | 1.2 | ||
| Adtran Inc | 1.2 | ||
| Oshkosh Corp | 0.8 | ||
| Toro Combineco Inc | 0.8 | ||
| Forrester Research Inc | 0.7 | ||
| Oceanfirst Financial Corp | 0.7 | ||
| Nara Bancorp Inc | 0.7 | ||
| Teletech Holdings Inc | 0.6 | ||
| Clearfield Inc | 0.4 | ||
| Fluor Corp | 0.3 | ||
| Photronics Inc | 0.3 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Benedict Value Fund LP | [2018-03-27] | 33.5 M | 57.1 M |
| Filed 2026-03-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | The D3 Family Bulldog Fund LP | [2012-02-14] | 9.8 M | 112.8 M |
| Filed 2020-06-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | The D3 Family Canadian Fund LP | [2012-02-14] | 0.1 M | |
| HF | The D3 Family Fund LP | [2012-02-14] | 3.6 M | 61.1 M |
| Filed 2020-06-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | The DIII Offshore Fund LP | [2012-02-14] | 15.1 M | 3.9 M |
| Filed 2018-02-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 231.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 4.5 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 235.5 |
| By Discretionary | ||
| Discretionary | 4 | 235.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 235.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 235.5 | |
| Total | 4 | 235.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Nierenberg | Executive Officer | 9 | 3 | |
| Damon Benedict | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001282683] | |
| 3 | [0001282683] | |
| 4 | [0001282683] | |
| SC 13D | [0001282683] | |
| SC 13G | [0001282683] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Potbelly Corp PBPB
Common Stock
|
2025-03-28 | Buy | 22,169 | $9.36 | 207,502 |
|
Potbelly Corp PBPB
Common Stock
|
2025-01-07 | Buy | 100 | $9.24 | 924 |
|
Potbelly Corp PBPB
Common Stock
|
2025-01-07 | Buy | 7,500 | $9.23 | 69,225 |
|
Potbelly Corp PBPB
Common Stock
|
2024-12-18 | Buy | 1,590 | $9.40 | 14,946 |
|
Potbelly Corp PBPB
Common Stock
|
2024-12-18 | Buy | 3,150 | $9.34 | 29,421 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-07 | Buy | 12,915 | $6.62 | 85,497 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-07 | Buy | 7,097 | $6.62 | 46,982 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-07 | Buy | 3,382 | $6.62 | 22,389 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-06 | Buy | 1,571 | $6.59 | 10,353 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-06 | Buy | 2,859 | $6.59 | 18,841 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-06 | Buy | 749 | $6.59 | 4,936 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-05 | Buy | 6,618 | $6.48 | 42,885 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-05 | Buy | 13,886 | $6.48 | 89,981 |
|
Potbelly Corp PBPB
Common Stock
|
2024-08-05 | Buy | 25,268 | $6.48 | 163,737 |
|
Houston Wire & Cable CO HWCC
COMMON STOCK
|
2021-06-15 | Disposed to issuer | 1,314,254 | ||
|
Houston Wire & Cable CO HWCC
COMMON STOCK
|
2021-06-15 | Disposed to issuer | 664,888 | ||
|
Houston Wire & Cable CO HWCC
COMMON STOCK
|
2021-06-15 | Disposed to issuer | 64,216 | ||
|
Houston Wire & Cable CO HWCC
COMMON STOCK
|
2020-03-16 | Buy | 115,050 | $2.00 | 230,100 |
|
Houston Wire & Cable CO HWCC
COMMON STOCK
|
2020-03-16 | Buy | 252,800 | $2.00 | 505,600 |
|
Houston Wire & Cable CO HWCC
COMMON STOCK
|
2020-03-16 | Buy | 31,950 | $2.00 | 63,900 |
| showing 20 of 178 most recent transactions | |||||
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|
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|
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|
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