Nomura Capital Management LLC

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Assets, Funds, Holdings

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Nomura Capital Management LLC
CRD #324417
SEC #801-127179
CIK #0001944664
AUM 651.3 M (2026-06-29)
Employees 167 (7% Investors, 58% Brokers)
Fees
Minimum
Phone212-667-9996
Address309 West 49th Street
New York, NY 10019
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
70056042028014002010201520212027
Type Form D Funds Date Sold AUM
Other Nomura Credit Opportunities Fund LP 2024-06-28 208.1 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 436.8
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 214.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 651.3
By Discretionary
Discretionary 2 651.3
Non-Discretionary 0 0.0
Total 2 651.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 651.3
Total 2 651.3
EDGAR Form CIK 2011 - 2026
3 [0001944664]
4 [0001944664]
Firm Profile (Form ADV)
ServesInstitutional
LEI254900AOIYNFOXSU2A77
Form 3/4/5 Subject 2011 - 2026
Nomura Alternative Income Fund
Rosa Katherine Quick
Brigstocke David HC
Siefer Amy
Nelson Matthew
Pallai Matthew
Falcon Michael I
Woodcock Alexander
Arment Madeline
Burdick Timothy James
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2026-02-12 Buy 1,404.49 $9.79 13,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2025-11-13 Buy 1,410.26 $9.75 13,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2025-08-13 Buy 887.42 $9.86 8,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2025-06-02 Buy 885.63 $9.88 8,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2025-06-02 Buy 885.63 $9.88 8,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2025-05-20 Buy 12,651.82 $9.88 125,000
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2025-02-13 Buy 882.95 $9.91 8,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2024-11-13 Buy 871.51 $10.04 8,750
Nomura Alternative Income Fund NAIFX
Class I Common Shares of Beneficial Interest
2024-02-12 Buy 24,900.40 $10.04 250,000
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