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| North Star Investment Management Corporation
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|---|---|
| CRD # | 117681 |
| SEC # | 801-62013 |
| CIK # | 0001342857, 0001409749 |
| AUM | $2.5 B (2026-04-14) |
| Employees | 26 (54% Investors, 15% Brokers) |
| Phone | 312-580-0900 |
| Address | 20 N Wacker Drive Chicago, IL 60606-2902 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| J P Morgan Chase & Co | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.0 | ||
| Old Republic International Corp | 0.0 | ||
| Blackstone Group LP | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| AbbVie Inc | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| Oracle Corp | 0.0 | ||
| Union Pacific Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | KUBY Gottlieb Special Value Fund LP | [2013-03-28] | 34.1 | 39.7 |
| Filed 2012-02-14 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | North Star 10-10 Fund LP | [2013-03-28] | 1.7 | 7.6 |
| Filed 2011-02-09 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | North Star Dividend Fund LP | [2013-03-28] | 13.5 | 21.9 |
| Offered $500,000,000 · Filed 2011-05-11 (D) · Exemption 506 · Minimum $100,000 · Remaining $486,479,633 · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,023 | 0.4 |
| (b) Individuals (high net worth individuals) | 513 | 1.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 0.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 80 | 0.1 |
| (h) Charitable organizations | 22 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,643 | 2.5 |
| By Discretionary | ||
| Discretionary | 2,637 | 2.4 |
| Non-Discretionary | 6 | 0.1 |
| Total | 2,643 | 2.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.5 | |
| Total | 2,643 | 2.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Peter Gottlieb | Executive Officer | 6 | 2 | |
| North Star Investment Management Corp | Executive Officer | 4 | 2 | |
| General Partner Kuby Gottlieb Investment Ltd | Promoter | 2 | 2 | |
| Eirc Kuby | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001342857] | |
| 3 | [0001342857] | |
| 4 | [0001342857] | |
| SC 13D | [0001342857] | |
| SC 13G | [0001342857] | |
| 13F-NT | [0001409749] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| North Star Investment Management Corp | |
| ACME United Corp | |
| Universal Safety Products Inc | |
| Dover Saddlery Inc | |
| Peerless Systems Corp |
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Clear Haven Capital Management LLC
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