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| Northern Lights Capital Group LLC
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|
|---|---|
| CRD # | 157976 |
| SEC # | 801-72415 |
| CIK # | |
| AUM | $418.2 MM (2023-03-23) |
| Employees | 15 (13% Investors, 53% Brokers) |
| Phone | 253-238-0417 |
| Address | 909 A Street Tacoma, WA 98402 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Aurora Trust | 2015-10-01 | 418.2 | |
| HF | The Accelerator Fund LP | [2013-03-28] | 250.0 | 8.6 |
| PE | Northern Lights Capital Partners LLC | 2012-03-30 | 76.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 418.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 418.2 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 1 | 418.2 |
| Total | 1 | 418.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 418.2 | |
| United States Persons | 0.0 | |
| Total | 1 | 418.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| William Jones | 160 | ||
| Josh Hall | 4 | ||
| Robert Wescott | 2 | ||
| Rory Babich | 2 | ||
| The Accelerator Fund GP LLC | 2 | ||
| R Daley | 2 |
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