Northern Lights Capital Group LLC

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Assets, Funds, Holdings

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Northern Lights Capital Group LLC
CRD #157976
SEC #801-72415
CIK #
AUM $418.2 MM (2023-03-23)
Employees 15 (13% Investors, 53% Brokers)
Phone253-238-0417
Address909 A Street
Tacoma, WA 98402
Source [IAPD] [Website] [LinkedIn]
Total AUM ($MM)
4503602701809002010201420192024
Type Form D Funds Date Sold ($MM) AUM ($MM)
PE Aurora Trust 2015-10-01 418.2
HF The Accelerator Fund LP [2013-03-28] 250.0 8.6
PE Northern Lights Capital Partners LLC 2012-03-30 76.9
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 418.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 418.2
By Discretionary
Discretionary 0 0.0
Non-Discretionary 1 418.2
Total 1 418.2
By Non-United States Persons
Non-United States Persons 418.2
United States Persons 0.0
Total 1 418.2
Form D Directors # Filings # Firms 2011 - 2024
William Jones 160
Josh Hall 4
Robert Wescott 2
Rory Babich 2
The Accelerator Fund GP LLC 2
R Daley 2
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Imperial Capital Asset Management LLC
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