Northwestern Mutual Capital LLC

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Northwestern Mutual Capital LLC ✚
CRD #	160955
SEC #	801-74003
CIK #	0001106062
AUM
Employees	30 (0% Investors, 0% Brokers)
Phone	414-665-7800
Address	720 East Wisconsin Ave Milwaukee, WI 53202-4703
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
PE	Northwestern Mutual Capital Mezzanine Fund III LP	[2013-04-01]	60.0 M	60.9 M
	Offered $60,000,000 · Filed 2012-11-07 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $25,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	Northwestern Mutual Capital Strategic Equity Fund III	[2013-04-01]	60.0 M	40.4 M
	Offered $60,000,000 · Filed 2012-11-07 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $25,000,000 · Duration One year or less · Revenue Decline to Disclose
SA	Quinten Road Funding LLC	2012-02-14		116.3 M
PE	Quinten Road Fund LLC	2012-02-14		3.2 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	10	33.1
By Discretionary
Discretionary	10	33.1
Non-Discretionary	0	0.0
Total	10	33.1
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		33.1
Total	10	33.1

Form D Directors	Role	# Filings	# Firms
David Barras	Executive Officer	6	2
Richard Strait	Executive Officer	6	2
Jeffrey Lueken	Executive Officer	6	2

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001106062]

Firm Profile (Form ADV)
Discretionary AUM	$36.3B
Serves	Institutional
Fund Types	Private Equity

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Northwestern Mutual Capital LLC

Assets, Funds, Holdings