|
⚲
|
| Keyboard |
| NovaQuest Capital Management LLC
✚
|
|
|---|---|
| CRD # | 160359 |
| SEC # | 801-73992 |
| CIK # | 0001729264 |
| AUM | 1,483.0 M (2026-03-31) |
| Employees | 18 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 919-459-8620 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | NovaQuest Pharma Opportunities Fund VI Aggregator LP | [2025-03-31] | 90.0 M | 10.8 M |
| Offered $800,000,000 · Filed 2024-06-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $30,000,000 · Remaining $710,000,000 · Duration More than one year · Finder's Fee $540,675 · Revenue Not Applicable | ||||
| PE | NovaQuest Pharma Opportunities Fund VI LP | [2024-03-29] | 90.0 M | 73.9 M |
| Offered $800,000,000 · Filed 2024-06-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $30,000,000 · Remaining $710,000,000 · Duration More than one year · Finder's Fee $540,675 · Revenue Not Applicable | ||||
| PE | NQ Project Lockport LP | 2024-03-29 | 13.9 M | |
| PE | NovaQuest Co-Investment Fund XVII LP | 2023-03-31 | 40.2 M | |
| PE | NQ Ah Project Arlington II LP | 2023-03-31 | 21.3 M | |
| PE | NQ Project Bridgeton LP | 2023-03-31 | 100.1 M | |
| PE | NQ Project Glasgow Ltd | 2023-03-31 | 4.3 M | |
| PE | NQ Project Pharaoh LP | 2023-03-31 | 138.0 M | |
| PE | NQ Project Phoebus LP | 2023-03-31 | 58.5 M | |
| PE | NQ Project Sampson LP | 2023-03-31 | 46.4 M | |
| PE | NovaQuest Animal Health Opportunities Fund Aggregator LP | 2022-03-31 | 131.8 M | |
| PE | NovaQuest Animal Health Opportunities Fund Delaware LP | [2022-03-31] | 80.6 M | 140.8 M |
| Offered $250,000,000 · Filed 2023-06-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,555,556 · Remaining $169,444,444 · Duration More than one year · Finder's Fee $47,000 · Revenue Not Applicable | ||||
| PE | NovaQuest Animal Health Opportunities Fund LP | [2022-03-31] | 80.6 M | 10.3 M |
| Offered $250,000,000 · Filed 2023-06-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,555,556 · Remaining $169,444,444 · Duration More than one year · Finder's Fee $47,000 · Revenue Not Applicable | ||||
| PE | NovaQuest Co-Investment Fund XVIII LP | 2022-03-31 | 49.8 M | |
| PE | NovaQuest Co-Investment Fund XVI LP | 2022-03-31 | 109.0 M | |
| PE | NovaQuest Co-Investment Fund XV LP | 2022-03-31 | 9.3 M | |
| PE | NQ Cove Aggregator LP | 2022-03-31 | 40.6 M | |
| PE | NovaQuest Co-Investment Fund I Parent LP | 2021-03-30 | 0.7 M | |
| PE | NovaQuest Co-Investment Fund XIII LP | 2021-03-30 | 23.9 M | |
| PE | NovaQuest Co-Investment Fund XIV LP | 2021-03-30 | 30.8 M | |
| PE | NovaQuest Co-Investment Fund IX LP | 2020-03-30 | 70.0 M | |
| PE | NovaQuest Co-Investment Fund Xi LP | 2020-03-30 | 35.8 M | |
| PE | NovaQuest Co-Investment Fund X LP | 2020-03-30 | 5.9 M | |
| PE | NQP SPV II LP | 2020-03-30 | 104.9 M | |
| PE | NovaQuest Co-Investment Fund VIII LP | 2019-03-31 | 121.1 M | |
| PE | NovaQuest Co-Investment Fund VII LP | [2019-03-31] | 35.0 M | 57.7 M |
| Offered $35,000,000 · Filed 2018-06-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Co-Investment - RISP LP | 2019-03-31 | 20.7 M | |
| PE | NovaQuest Co-Investment - Tak LP | 2019-03-31 | ||
| PE | NovaQuest Fund III AIV I LP | 2019-03-31 | 0.4 M | |
| PE | NovaQuest Pharma Opportunities Fund III Aggregator LP | 2019-03-31 | 31.7 M | |
| PE | NovaQuest Pharma Opportunities Fund IV Aggregator LP | 2019-03-31 | 72.9 M | |
| PE | NovaQuest Pharma Opportunities Fund IV Co-Invest-A LP | 2019-03-31 | 2.2 M | |
| PE | NQP AIV I LP | 2019-03-31 | 50.9 M | |
| PE | NQP SPV I LP | 2019-03-31 | 71.6 M | |
| PE | NovaQuest Co-Investment Fund VI LP | [2018-03-29] | 25.0 M | 32.1 M |
| Offered $25,000,000 · Filed 2017-07-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Pharma Opportunities Fund V Delaware LP | [2018-03-29] | 892.8 M | 376.7 M |
| Offered $1,500,000,000 · Filed 2019-06-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $607,250,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | NovaQuest Pharma Opportunities Fund V LP | [2018-03-29] | 892.8 M | 603.4 M |
| Offered $1,500,000,000 · Filed 2019-06-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $607,250,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | NovaQuest Co-Investment Fund V LP | 2017-03-30 | 0.1 M | |
| PE | NovaQuest Pharma Opportunities Fund IV Co-Invest-A LP | 2017-03-30 | 8.3 M | |
| PE | NovaQuest Co-Investment Fund III LP | 2016-03-30 | 32.5 M | |
| PE | NovaQuest Co-Investment Fund II LP | 2016-03-30 | 1.4 M | |
| PE | NovaQuest Co-Investment Fund IV LP | [2016-03-30] | 150.0 M | |
| Offered $150,000,000 · Filed 2016-01-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Pharma Opportunities Fund IV Co-Invest LP | [2016-03-30] | 75.0 M | 53.2 M |
| Offered $75,000,000 · Filed 2015-12-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $75,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Pharma Opportunities Fund IV LP | [2016-03-30] | 125.7 M | |
| Offered $850,000,000 · Filed 2015-06-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $850,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Pharma Opportunities Fund IV Parallel LP | [2016-03-30] | 75.0 M | 13.8 M |
| Offered $75,000,000 · Filed 2015-12-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $75,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Co-Investment Fund I LP | [2014-03-27] | 80.0 M | 194.8 M |
| Filed 2013-05-03 (D) · Exemption 3(c), 3(c)(1), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NovaQuest Pharma Opportunities Fund III LP | [2012-02-14] | 426.1 M | 48.1 M |
| Offered $500,000,000 · Filed 2012-11-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining $73,900,500 · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 1.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 1.5 |
| By Discretionary | ||
| Discretionary | 14 | 1.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 1.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 1.1 | |
| Total | 14 | 1.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James O'Brien | Director | 57 | 10 | |
| Fred Cohen | Director | 45 | 5 | |
| Chris Gordon | Director | 23 | 3 | |
| Ronald Wooten | Director | 23 | 3 | |
| Ernest Brown | Director | 22 | 3 | |
| John Bradley | Director | 21 | 3 | |
| Carl Hellman | Director | 10 | 3 | |
| Ryan Applegate | Director | 9 | 3 | |
| John Bradley Jr | Director | 6 | 3 | |
| NQ Pof IV GP Ltd | Executive Officer | 8 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001729264] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Private Equity |
| LEI | 5493000LUNI6LGVHU343 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Ariel Alternatives LLC
✚
|
IL | 1,511.0 M |
|
Excelsior Renewable Energy Management Company LP
✚
|
MN | 1,505.4 M |
|
PRV Management LP
✚
|
CO | 1,502.7 M |
|
Mountaingate Management Co LLC
✚
|
CO | 1,492.9 M |
|
Brookside Equity Partners LLC
✚
|
CT | 1,490.2 M |
|
Springcoast Capital Partners LP
✚
|
NY | 1,489.5 M |
|
Yucaipa Master Manager LLC
✚
|
CA | 1,488.1 M |
|
H Barton Asset Management LLC
✚
|
CA | 1,481.1 M |
|
Czech Asset Management LP
✚
|
CT | 1,479.9 M |
|
Raven Credit Capital Management LLC
✚
|
NY | 1,460.2 M |