OAC Capital Advisors LLC

Item 5 Fees and Compensation
Wealth and Portfolio Management Services
Our base advisory fee for portfolio management services set at the time you enter into a contract with
us and will generally be between 0.4% to 2.0% of the market value of your assets under our
management. The fee will be determined based upon size of your portfolio and complexity of the asset
management services provided. The fee will be based on the average daily or monthly balance in your
account(s) and will be collected in arrears or in advance and on a monthly or quarterly basis, as
agreed to in our agreement with you. Assets in each of your account(s) are included in the fee
assessment unless specifically identified in writing for exclusion.

Alternatively, or additionally, a fixed annual fee shall be paid monthly or quarterly during the term of
this agreement. This fee may range from $10,000 to $250,000 or more based on the size and
complexity of the portfolio.

If the portfolio management agreement is executed at any time other than the first day of a calendar
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client. Our advisory fee is
negotiable, depending on individual client circumstances.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above.

Fees and account minimums for all services are negotiable based upon certain criteria (i.e. anticipated
future earning capacity, anticipated future additional assets, dollar amount of assets to be managed,
related accounts, account composition, complexity of the account, etc.). Discounts not generally
available to our advisory clients, may be offered to family members of our staff.

Clients with assets booked at certain custodians/broker-dealers may also pay a "Platform Access Fee"
or custody fee. Please refer to the fee disclosure documents provided by the relevant
custodian/broker-dealer for more specific information. Clients should also understand that they may be
able to purchase the same investment products that we recommend through other brokers or agents
that are not affiliated with us.

We will invoice you for the fees due unless you elect at the time you enter into our agreement with you
to have the fees deducted from your account by the custodian.

We will only deduct our fee directly from your account through the qualified custodian holding your
funds and securities, when the following requirements are met:

    • You provide our firm with written authorization permitting the fees to be paid directly from your
      account held by the qualified custodian;

    • We send you an invoice showing the amount of the fee, the value of the assets on which the
      fee is based, the time period covered by the fee, and the specific manner in which the fee was
      calculated; and
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
      amounts disbursed from your account including the amount of the advisory fee paid directly to
      our firm.

We encourage you to reconcile our invoices with the statement(s) you receive from the qualified
custodian. If you find any inconsistent information between our invoice and the statement(s) you
receive from the qualified custodian call our main office number located on the cover page of this
brochure.

You may terminate the portfolio management agreement upon ten (10) days written notice. You will
incur a pro rata charge for services rendered prior to the termination of the portfolio management
agreement, which means you will incur advisory fees only in proportion to the number of days in the
quarter for which you are a client. If you have pre-paid advisory fees that we have not yet earned, you
will receive a prorated refund of those fees.

Financial Consulting Services
We may charge a fixed or a variable fee for financial consulting services. Fixed fees are negotiable and
typically range from $10,000 to $250,000, depending on the scope and complexity of services
rendered. Depending on the arrangements made at the inception of the engagement we may also
agree to charge an hourly fee, which is typically $500 per hour, for advisory consulting and/or Family
Office and Wealth Planning Services. Our consulting fee is payable as invoiced.

You may terminate the financial consulting agreement upon 10 days written notice. If you have pre-
paid financial consulting fees that we have not yet earned, you will receive a prorated refund of those
fees. If financial consulting fees are payable in arrears, you will be responsible for a prorated fee based
on services performed prior to termination of the financial consulting agreement.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You will also incur transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by
the broker-dealer or custodian through whom your account transactions are executed. We do not
share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or
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Item 7 Types of Clients
We offer investment advisory services to individuals, including high net worth individuals, pooled
investment vehicles, corporations or other businesses.

In general, we require a minimum of $1.1 million to open and maintain an advisory account. At our
discretion, we may waive this minimum account size. For example, we may waive the minimum if you
appear to have significant potential for increasing your assets under our management.

We may charge a minimum fee unless otherwise agreed on with OAC Capital Advisors LLC to open
and maintain an advisory account. At our discretion we may waive the minimum fee.

We may also combine account values for you and your minor children, joint accounts with your
spouse, and other types of related accounts to meet the stated minimum.