Objective Capital Management LLC

Item 5 Fees and Compensation
 Method of Compensation and Fee Schedule
 Our fee for investment management services is based on a percentage of your assets we
 manage and is set forth in the following fee schedule:
 Assets Under Management              Annual Fee
 $0- $2,000,000                                1.50%
 $2,000,001- $15,000,000                       1.00%
 $15,000,001 and above                         0.85%

 Our annual investment management fee is billed and payable quarterly in advance based on the
 value of your account on the last day of the previous quarter.
 If the investment management agreement is executed at any time other than the first day of a
 calendar quarter, our fees will apply on a pro rata basis, which means that the advisory fee is
 payable in proportion to the number of days in the quarter for which you are a client. Our advisory
 fee is negotiable, depending on individual client circumstances.
 At our discretion, we may combine the account values of family members living in the same
 household to determine the applicable advisory fee. For example, we may combine account
 values for you and your minor children, joint accounts with your spouse, and other types of
 related accounts. Combining account values may increase the asset total, which may result in
 your paying a reduced advisory fee based on the available breakpoints in our fee schedule
 stated above.
 We will deduct our fee directly from your account through the qualified custodian holding your
 funds and securities. We will deduct our advisory fee only when you have given our firm written
 authorization permitting the fees to be paid directly from your account. Further, the qualified
 custodian will deliver an account statement to you at least quarterly. These account statements
 will show all disbursements from your account. You should review all statements for accuracy
 Lower fees for comparable services may be available from other sources.
Clients may terminate their account within five (5) business days of signing the Investment
Advisory Agreement with no obligation and without penalty. You may terminate the investment
management agreement upon 30-days' written notice to our firm. For accounts opened or closed
mid-billing period, unearned fees will be refunded to the Client. Client shall be given thirty (30)
days prior written notice of any increase in fees. Any increase in fees will be acknowledged in
writing by both parties before any increase in said fees occurs.
Financial Planning Services
We charge an hourly fee of $250 for financial planning services, which is negotiable depending
on the scope and complexity of the plan, your situation, and your financial objectives. An estimate
of the total time/cost will be determined at the start of the advisory relationship. In limited
circumstances, the cost/time could potentially exceed the initial estimate. In such cases, we will
notify you and request that you approve the additional fee. Services are completed and delivered
inside of ninety (90) days contingent upon timely delivery of all required documentation. Fees are
due upon completion of services rendered
Client may cancel within five (5) business days of signing Agreement with no obligation and
without penalty. If the Client cancels after five (5) business days, you may terminate the financial
planning agreement by providing written notice to our firm. You will incur a pro rata charge for
services rendered prior to the termination of the agreement.

Client Payment of Fees
Investment management fees are billed quarterly in advance, meaning that we invoice you before
the billing period. Fees are usually deducted from a designated Client account to facilitate billing.
The Client must consent in advance to direct debiting of their investment account.
Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest,
in mutual funds and exchange traded funds. The fees that you pay to our firm for investment
advisory services are separate and distinct from the fees and expenses charged by mutual funds
or exchange traded funds (described in each fund's prospectus) to their shareholders. These
fees will generally include a management fee and other fund expenses. You will also incur
transaction charges and/or brokerage fees when purchasing or selling securities. These charges
and fees are typically imposed by the broker-dealer or custodian through whom your account
transactions are executed. We do not share in any portion of the brokerage fees/transaction
charges imposed by the broker-dealer or custodian. To fully understand the total cost you will
incur, you should review all the fees charged by mutual funds, exchange traded funds, our firm,
and others. For information on our brokerage practices, please refer to the "Brokerage Practices"
section of this brochure.
Prepayment of Client Fees
We do not require any prepayment of fees of more than $1,200 per Client and six months or
more in advance.
Fees for financial plans are due, in full, at the commencement of the contract.
 Investment management fees are billed quarterly in advance.
 If the Client cancels after five (5) business days, any unearned fees will be refunded to the
 Client, or any unpaid earned fees will be due to the firm.
 External Compensation for the Sale of Securities to Clients
 Our firm does not receive any external compensation for the sale of securities to Clients, nor
 do any of the investment advisor representatives of Objective Capital Management, LLC.

Item 7 Types of Clients
 Description
 We offer investment advisory services to individuals, banks and thrift institutions, investment
 companies, pension and profit-sharing plans, trusts, estates, charitable organizations,
 corporations, and other business entities.
 Account Minimums
 In general, we do not require a minimum dollar amount to open and maintain an advisory
 account; however, we have the right to terminate your Account if it falls below a minimum size
 which, in our sole opinion, is too small to effectively manage.