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| Happy Holidays!! thanks for using AUM13F!! |
| Octagon Asset Management LLC
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|---|---|
| CRD # | 286248 |
| SEC # | 801-110412 |
| CIK # | |
| AUM | $191.9 M (2025-03-27) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 212-683-8811 |
| Address | 615 S College Street Charlotte, NC 28202-3354 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Octagon Global Trade Fund Ltd | 2018-03-30 | 5.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 188.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 3.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 191.9 |
| By Discretionary | ||
| Discretionary | 1 | 3.5 |
| Non-Discretionary | 4 | 188.4 |
| Total | 5 | 191.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.0 | |
| United States Persons | 186.9 | |
| Total | 5 | 191.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Octagon Finance LLC
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|
VA | 0.2 |
|
ShoreVest Partners Ltd
✚
|
0.2 | |
|
KP Management LLC
✚
|
0.2 | |
|
Syncracy Operational Management LLC
✚
|
0.2 | |
|
Castle Ridge Asset Management Limited
✚
|
0.2 | |
|
Baleen Capital Management LLC
✚
|
NV | 0.2 |
|
Windham Capital Management LLC
✚
|
MA | 0.2 |
|
Column Park Asset Management LP
✚
|
FL | 0.2 |
|
Ajovista LLC
✚
|
0.2 | |
|
Woodlock Family Capital Management LLC
✚
|
0.2 |