|
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| Open Window Financial Solutions Ltd
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| |
|---|---|
| CRD # | 131562 |
| SEC # | 801-114451 |
| CIK # | |
| AUM | $223.7 MM (2024-03-22) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 775-827-0670 |
| Address | 4741 Caughlin Parkway Reno, NV 89519 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 34 | 17.5 |
| (b) Individuals (high net worth individuals) | 57 | 181.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 11 | 24.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 333 | 223.7 |
| By Discretionary | ||
| Discretionary | 333 | 223.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 333 | 223.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 223.7 | |
| Total | 333 | 223.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Capital Market Strategies LLC
✚
|
FL | 0.2 |
|
Gunderson Capital Management
✚
|
SC | 0.2 |
|
JFR Financial Services Inc
✚
|
MI | 0.2 |
|
HD Money Inc
✚
|
FL | 0.2 |
|
First Financial Advisory Services Inc
✚
|
RI | 0.2 |
|
Washington Avenue Advisors LLC
✚
|
MI | 0.2 |
|
Wealth Management Strategies Inc
✚
|
PA | 0.2 |
|
Holder Wealth Management Inc
✚
|
IL | 0.2 |
|
Krane Financial Solutions LLC
✚
|
CA | 0.2 |
|
Stonebridge Financial Planning Group LLC
✚
|
FL | 0.2 |