|
⚲
|
| Optima Capital LLC
✚
| |
|---|---|
| CRD # | 310146 |
| SEC # | 801-120712 |
| CIK # | |
| AUM | $247.7 MM (2024-03-21) |
| Employees | 6 (100% Investors, 17% Brokers) |
| Phone | 503-270-1314 |
| Address | 500 SW 116th Ave Beaverton, OR 97225 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 614 | 150.4 |
| (b) Individuals (high net worth individuals) | 47 | 97.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,375 | 247.7 |
| By Discretionary | ||
| Discretionary | 1,375 | 247.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,375 | 247.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 247.7 | |
| Total | 1,375 | 247.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Hergenroeder Financial Advisors Inc
✚
|
MD | 0.2 |
|
Upstart Wealth Management LLC
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|
NY | 0.2 |
|
Stoever Glass Wealth Management Inc
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|
NY | 0.2 |
|
The Wealth Group Ltd
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|
NC | 0.2 |
|
NWM Advisors LLC
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|
CA | 0.2 |
|
Tallwoods Partners LLC
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|
IL | 0.2 |
|
Focus Wealth Advisors LLC
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|
TX | 0.2 |
|
Windward Private Wealth Management Inc
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|
KS | 0.2 |
|
Mai Inc
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|
KY | 0.2 |
|
Ballast Financial Advisors LLC
✚
|
PA | 0.2 |