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| OPTO Investment Management LLC
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| CRD # | 316847 |
| SEC # | 801-123757 |
| CIK # | 0002146477 |
| AUM | 565.4 M (2026-03-30) |
| Employees | 14 (43% Investors, 7% Brokers) |
| Phone | 212-658-0382 |
| Address | 31 W 27th Street New York, NY 10001 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Fidelis Capital Concordia Fund I LP | [2026-03-30] | 4.0 M | |
| Filed 2025-09-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | KM Real Asset Fund I LP | [2026-03-30] | 11.2 M | |
| Filed 2025-09-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Northeast - 26N BDC Feeder Fund LP | [2026-03-30] | 1.1 M | |
| Filed 2025-07-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Northeast - 26N BDC LP | 2026-03-30 | 3.8 M | |
| RE | Northeast - Pachogue LP | [2026-03-30] | 12.3 M | |
| Filed 2025-07-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Northeast - Real Estate Opportunities Fund Feeder LP | [2026-03-30] | 0.8 M | 0.5 M |
| Filed 2025-08-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Northeast - Real Estate Opportunities Fund LP | [2026-03-30] | 7.3 M | |
| Offered $50,000,000 · Filed 2025-02-27 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining $50,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Waypoint Private Access Fund II LP | [2026-03-30] | 11.9 M | 11.6 M |
| Filed 2025-11-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Conway Opportunities Fund 2025 LP | [2025-09-12] | 20.8 M | 10.1 M |
| Offered $45,000,000 · Filed 2025-02-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $24,250,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CSP Select Access PE Fund I LP | [2025-09-12] | 17.8 M | 1.2 M |
| Filed 2025-07-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Daymark Fund I LP | [2025-03-31] | 6.2 M | 4.3 M |
| Offered $25,000,000 · Filed 2025-01-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $18,750,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Interchange Capital Partners Onramp Fund LP | [2025-03-31] | 5.6 M | 8.4 M |
| Offered $25,000,000 · Filed 2024-10-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $19,400,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | OFS Private Markets Fund I LP | [2024-10-16] | 12.2 M | 11.8 M |
| Filed 2024-05-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Arcturus Fund I LP | [2024-06-10] | 5.6 M | 7.6 M |
| Offered $25,000,000 · Filed 2024-02-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $19,375,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Conway Opportunities Fund 2024 LP | [2024-06-10] | 25.0 M | 21.2 M |
| Filed 2024-04-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | CSP Diameter Access Fund LP | [2024-06-10] | 16.6 M | 13.4 M |
| Filed 2024-04-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | KM Growth Fund I LP | [2024-06-10] | 27.0 M | 20.9 M |
| Filed 2025-04-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | OPTO Artificial Intelligence Early Stage Venture Fund LP | [2024-06-10] | 6.8 M | 39.5 M |
| Filed 2024-01-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Waypoint Private Access Fund LP | [2024-03-25] | 19.1 M | 22.5 M |
| Offered $25,000,000 · Filed 2023-09-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $5,864,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Lit HP IX LLC | [2022-08-16] | 8.0 M | 4.0 M |
| Filed 2025-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Lit HSIP V LLC | [2022-08-16] | 12.0 M | 10.1 M |
| Filed 2025-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Lit Multi Manager VC Fund LLC | [2022-08-16] | 0.8 M | 16.1 M |
| Filed 2023-08-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Lit SPT IX LLC | [2022-08-16] | 0.1 M | 8.8 M |
| Filed 2023-06-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Lit Tacora Capital I LLC | [2022-08-16] | 1.3 M | 14.9 M |
| Filed 2023-08-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Lit TRE IV LLC | [2022-08-16] | 0.2 M | 5.5 M |
| Filed 2023-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Lit Vista Equity Partners VIII LLC | [2022-08-16] | 0.5 M | 7.4 M |
| Filed 2023-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 31 | 565.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 565.4 |
| By Discretionary | ||
| Discretionary | 24 | 384.3 |
| Non-Discretionary | 7 | 181.1 |
| Total | 31 | 565.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 565.4 | |
| Total | 31 | 565.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Opto Custom GP 2023 LLC | Executive Officer, Promoter | 14 | 3 | |
| Opto Investment Management LLC | Executive Officer | 14 | 3 | |
| Conway Investment Research LLC | Promoter | 5 | 3 | |
| Matthew Malone | Executive Officer | 29 | 2 | |
| Mathew Malone | Executive Officer | 2 | 2 | |
| Lonsdale Investment Management LLC | Promoter | 2 | 1 | |
| Lonsdale Investment Management | Promoter | 1 | 1 | |
| Waypoint Wealth Counsel LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0002146477] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity, Real Estate |
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