|
⚲
|
| ORIX Advisers LLC
✚
| |
|---|---|
| CRD # | 307580 |
| SEC # | 801-118177 |
| CIK # | |
| AUM | $8.1 BB (2024-06-27) |
| Employees | 305 (20% Investors, 4% Brokers) |
| Phone | 212-468-5888 |
| Address | 280 Park Avenue New York, NY 10017 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Signal Peak CLO 11 Ltd | 2022-06-28 | 178.2 | |
| SA | Signal Peak CLO 12 Ltd | 2022-06-28 | 397.9 | |
| Other | Signal Peak CLO Bobby | 2022-06-28 | 169.0 | |
| SA | Signal Peak CLO 10 Ltd | 2021-06-29 | 395.0 | |
| SA | Signal Peak CLO 9 Ltd | 2021-06-29 | 498.1 | |
| SA | Mariner CLO 10 Ltd | 2019-08-28 | 71.9 | |
| SA | Signal Peak CLO 7 Ltd | 2019-03-01 | 393.2 | |
| SA | Signal Peak CLO 8 Ltd | 2019-03-01 | 496.1 | |
| SA | Sp-Static CLO Ltd | 2019-03-01 | 360.6 | |
| SA | Signal Peak CLO 6 Ltd | 2018-11-28 | 440.2 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 6.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 1.7 |
| Total | 22 | 8.1 |
| By Discretionary | ||
| Discretionary | 16 | 5.9 |
| Non-Discretionary | 6 | 2.2 |
| Total | 22 | 8.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.7 | |
| United States Persons | 3.4 | |
| Total | 22 | 8.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Charles Howe II | 70 | |||
| Peter Orourke | 68 | |||
| Mariner Investment Group LLC | 43 | |||
| Andrew Frank | 10 | |||
| Craig Kahler | 5 | |||
| Erin Hughes | 3 | |||
| Ryan Farha | 3 | |||
| Christopher Suan | 3 | |||
| ORIX Capital Partners LLC | 1 | |||
| Ana Ibis Seebrath | 1 | |||
| View All | ||||
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NY | 8.1 |
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CT | 7.9 |
|
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