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| Happy Holidays!! thanks for using AUM13F!! |
| Osaic FA Inc
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| CRD # | 3978 |
| SEC # | 801-42530 |
| CIK # | 0000059970 |
| AUM | $37.1 B (2025-01-13) |
| Employees | 1,607 (58% Investors, 100% Brokers) |
| Phone | 800-237-3813 |
| Address | 1301 South Harrison Street Fort Wayne, IN 46802 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 1.4 | ||
| Nvidia Corp | 0.8 | ||
| Microsoft Corp | 0.8 | ||
| Amazon Com Inc | 0.5 | ||
| Facebook Inc | 0.3 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 101,267 | 35.1 |
| (b) Individuals (high net worth individuals) | 253 | 0.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 401 | 0.2 |
| (h) Charitable organizations | 115 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 944 | 1.1 |
| (n) Other | 83 | 0.0 |
| Total | 103,063 | 37.1 |
| By Discretionary | ||
| Discretionary | 23,634 | 10.0 |
| Non-Discretionary | 79,429 | 27.1 |
| Total | 103,063 | 37.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 37.1 | |
| Total | 103,063 | 37.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0000059970] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Moneta Group Investment Advisors LLC
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|
MO | 42.8 |
|
Chevy Chase Trust Company
✚
|
MD | 40.3 |
|
AE Wealth Management LLC
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|
KS | 37.5 |
|
Private Advisor Group LLC
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|
NJ | 37.3 |
|
Marquette Associates Inc
✚
|
IL | 35.6 |
|
EP Wealth Advisors LLC
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|
CA | 35.6 |
|
Cliffwater LLC
✚
|
CA | 35.1 |
|
Equitable Advisors LLC
✚
|
NY | 34.7 |
|
TIAA-CREF Individual & Institutional Services LLC
✚
|
NY | 34.3 |
|
Voya Investment Management LLC
✚
|
GA | 32.5 |