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| Osaic FA Inc
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| |
|---|---|
| CRD # | 3978 |
| SEC # | 801-42530 |
| CIK # | 0000059970 |
| AUM | $37.1 BB (2024-08-16) |
| Employees | 1,607 (58% Investors, 100% Brokers) |
| Phone | 800-237-3813 |
| Address | 1301 South Harrison Street Fort Wayne, IN 46802 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 1.2 | |
| NVDA | 399.6 | 0.9 | |
| MSFT | 1,918.2 | 0.9 | |
| AMZN | 1,093.0 | 0.5 | |
| GOOGL | 1,475.1 | 0.3 | |
| GOOG | 1,482.6 | 0.2 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 101,267 | 35.1 |
| (b) Individuals (high net worth individuals) | 253 | 0.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 401 | 0.2 |
| (h) Charitable organizations | 115 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 944 | 1.1 |
| (n) Other | 83 | 0.0 |
| Total | 103,063 | 37.1 |
| By Discretionary | ||
| Discretionary | 23,634 | 10.0 |
| Non-Discretionary | 79,429 | 27.1 |
| Total | 103,063 | 37.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 37.1 | |
| Total | 103,063 | 37.1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000059970] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Mercer Global Advisors Inc
✚
|
CO | 45.4 |
|
Avantax Advisory Services Inc
✚
|
TX | 41.7 |
|
Citigroup Global Markets Inc
✚
|
NY | 40.5 |
|
Securities America Advisors Inc
✚
|
NE | 40.4 |
|
World Investment Advisors LLC
✚
|
CA | 37.8 |
|
Moneta Group Investment Advisors LLC
✚
|
MO | 37.5 |
|
Chevy Chase Trust Company
✚
|
MD | 36.0 |
|
Voya Investment Management LLC
✚
|
GA | 33.8 |
|
Private Advisor Group LLC
✚
|
NJ | 31.5 |
|
Equitable Advisors LLC
✚
|
NY | 29.8 |