Parallax Capital Partners LLC

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Assets, Funds, Holdings

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Parallax Capital Partners LLC
CRD #167159
SEC #801-100486
CIK #
AUM
Employees 10 (70% Investors, 0% Brokers)
Phone949-296-4800
Address23332 Mill Creek Drive, Ste 155
Laguna Hills, CA 92653
Source [IAPD] [Website] [LinkedIn]
Total AUM ($M)
170136102683402009201420192025
Type Form D Funds Date Sold AUM
PE PCF 1 LLC [2015-03-31] 62.4 M 21.5 M
Offered $62,420,000 · Filed 2014-06-24 (D) · Exemption 506(b) · Duration One year or less · Revenue Decline to Disclose
PE Parallax Acquisition Group LLC 2013-03-18 0.0 M
PE Parallax Capital Fund LP 2013-03-18 97.2 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 97.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 97.2
By Discretionary
Discretionary 1 97.2
Non-Discretionary 0 0.0
Total 1 97.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 97.2
Total 1 97.2
Form D Directors Role # Filings # Firms 2011 - 2026
Tom Keck Director 54 4
John Coelho Director 58 3
Richard Campbell Executive Officer 23 3
James Hale Executive Officer 15 3
John Baldwin Director 7 2
Jim Brailean Director 3 2
Jim McGarry Executive Officer 1 1
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesPrivate Equity
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