Parkview US LLC

Item 5. Fees and Compensation
authority may be subject to special conditions
imposed by individual clients. For example, a client     For its discretionary asset management service and
may restrict or prohibit transactions in certain types   nondiscretionary asset management service,
of securities.                                           Parkview US charges a fee for its services based on a
                                                         percentage of the market value of assets under
                                                         management. The fixed asset management fee for

Parkview US LLC, CRD 160172                                                               2 July 2026

discretionary and nondiscretionary asset                  Other fees you may incur
management services is charged quarterly in arrears
and is calculated on the basis of the average Net         Fees charged by Parkview US do not include
Asset Value (NAV) of all assets managed during a          custodian fees, fees for trade settlement, brokerage
calendar quarter. The annual fees range from 0.5% to      commissions, taxes or any other fee or taxes imposed
1%, depending on the size and complexity of the           by the custodian bank or the broker or National
mandate.                                                  Authorities. The fees also do not include
                                                          management or other fees charged by funds or other
For certain Family Office Service Packages, Parkview      products that client accounts may be invested in from
offers flat fee arrangements based on scope and           time to time. It is Parkview’s philosophy to generally
complexity of the mandate.                                invest in the least expensive available share class.

Parkview US may waive, discount and/or negotiate
fees at its discretion. Parkview US may also charge       Item 6. Performance Based Fees and Side-by-Side
additional fees for services outside the scope of the     Management
services described above. Any additional fees are
disclosed to the client.                                  Performance Based Fee Scheme

Parkview US also advises clients on foreign currencies    Parkview US presently does not charge performance-
and the below fee schedule applies and is negotiable      based fees. However, Parkview US may enter into
to such advice.                                           performance-based fee arrangements with qualified
                                                          clients in the future subject to individualized
Compensation is not payable in advance. Parkview US       agreements with each client. To the extent Parkview
does not manage or advise accounts based on               US enters into a performance or incentive fee
commissions, subscriptions fees, or hourly rate           arrangement, it will do so in accordance with Section
charges.                                                  205(a)(1) and Rule 205-3 under the Advisers Act. Only
                                                          clients who meet the following requirements may opt
Parkview US relies on custodian banks of its clients to   for the performance based fee scheme: (i) clients with
value the assets in the respective client accounts, and   at least $ 1,400,000 under management with
Parkview US computes its investment advisory fees         Parkview US; (ii) clients with more than $ 2,700,000 of
based on these valuations provided by the custodian.      net worth, excluding the value of the primary
At the end of the quarter Parkview US arranges with       residence and certain debt secured by the property;
the custodian for the direct payment of its fee from      or (iii) clients who are qualified purchasers under
the respective client accounts. The client’s statement    Section 2(a)(51) of the Investment Advisors Act of
from the custodian will reflect all amounts disbursed     1940, as amended (which generally is defined to
from the account, including the amount of any             include only individuals, companies or trusts with
advisory fee paid to Parkview US.                         more than $ 5,000,000 in investments). Parkview US
                                                          potentially can receive higher fees with a
Consulting Services fees are determined based on the      performance-based compensation structure than
nature of the service provided and the complexity of      from those accounts that pay the asset-based fee
each client's circumstances.                              schedule described above. To minimize this conflict,
                                                          Parkview US generally will enter into a performance
All fees are agreed prior to entering into a contract.    fee arrangement upon the request of a client or in the
The fees for consulting services (which are separate      case of specific investment performance objectives.
than fees charged for investment advice, typically
ranging from $40,000 to $400,000 per year,                Side-by-Side Management
depending on size and complexity, and subject to the
specific arrangement reached with the client.             Conflicts related to side-by-side management of
Consulting service fees are not charged in advance.       different accounts may exist. For example, Parkview
                                                          US may manage more than one account according to

Parkview US LLC, CRD 160172                                                                   2 July 2026

the same or a substantially similar investment                Generally, Parkview US works with clients with a
strategy. Side-by-side management of different types          minimum of $10 million of assets under management.
of accounts may raise conflicts of interest when two          Parkview US may accept accounts below the
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Item 7. Types of Clients                                      securities traded over-the-counter, foreign issuers,
                                                              options (including covered and uncovered positions),
Parkview US offers investment management services             corporate debt securities (and other commercial
to international high net worth individuals and               paper), certificates of deposit, investment company
families as well as institutional investors (e.g.             securities such as mutual funds, exchange traded
charitable endowments and financial institutions).            funds, foreign exchange transactions, and futures
These investors may use trusts or other entities to           contracts on intangibles.
control their liquid assets. Such entities in some
occasions can become the contracted client of the             Parkview US will also invest in hedge funds or other
firm.                                                         private funds on a limited basis. Investments in
                                                              private funds are available to “accredited investors”
Parkview US also provides services to individual’s            or “qualified purchasers,” and they typically require
investments held within personal retirement accounts          investors to lockup their assets for a period of time.
(IRA’s).                                                      These investments may have limited, or no liquidity

Parkview US LLC, CRD 160172                                                                    2 July 2026

and they may involve different risks than investing in       prices and liquidity. Such volatility or illiquidity could
registered funds and other publicly offered and              impair profitability or result in losses.
traded securities. Parkview US relies on the valuation
and performance data provided directly from the              Risk Related to Equity Investments: Investments in
private funds. Private funds may often be delayed in         equity securities generally involve a high degree of
providing Parkview US with the valuation information;        risk. Prices are volatile and market movements are
therefore, Parkview US may likewise be delayed in            difficult to predict. These price movements may result
reporting this information to the client. Parkview US        from factors affecting individual companies or
will rely on the accuracy of a client’s representations      industries. Price changes may be temporary or last for
in making corresponding representations regarding            extended periods. The value of specific equity
the investment restrictions on behalf of the client’s        investments obviously correlates to the fundamentals
account in connection with certain derivative and            of each particular security. Prices of equity
other transactions. Parkview US also requires                investments may fall or fail to appreciate regardless
notification by the client if the client’s                   of movements in securities markets.
representations become inaccurate.
                                                             Risks Related to Fixed Income Investments:
In certain cases, Parkview US may provide asset              Investments in fixed income securities (i.e., bonds)
allocation recommendations that may include real             represent numerous risks such as credit, interest rate,
estate holdings. These holdings are acquired through         reinvestment, liquidity, and prepayment risk, all of
real estate investment trusts (REITs) and other              which affect the value of the security and volatility of
investment vehicles. Parkview US does not invest in          such value. In general, securities with longer
real properties.                                             maturities are more sensitive to price changes.
                                                             Additionally, the prices of high yield, fixed-income
Material Investment Risks                                    securities fluctuate more than high quality debt
                                                             issues. Prices are especially sensitive to developments
Clients should bear in mind that investing in securities     affecting the company’s business and to changes in
involves a risk of loss. Among other risks, investments      the ratings assigned by rating agencies. Prices are
will be subject to market risk, liquidity risk, credit and   often closely linked with the company’s stock prices.
counterparty risk, interest rate risk, risk in               High yield securities can experience sudden and sharp
fluctuations of commodity pricing, risk of loss due to       price swings due to changes in economic conditions,
political and economic developments in foreign               stock market activity, and large sales by major
markets, and risks involving movements in the                investors, default, or other factors. Developments in
currency markets. Clients should be prepared to bear         the credit market may have a substantial impact on
the risk of losing their investment in securities.           the companies we may invest in and will affect the
                                                             success of such investments. In the event of a default,
Past performance is not an indication as to future           the investment may suffer a partial or total loss.
results.
                                                             Risks Related to Investments in Funds: For purposes
Depending on the specific investments held within his        of this discussion, the term “Fund” includes, but is not
or her Account, a Client may face the following              limited to, a U.S. or non-U.S. unit investment trust, an
investment risks:                                            open-end or closed-end mutual fund, a hedge fund, a
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