Peakview Capital Management Co

Item 5: Fees and Compensation
Peakview Capital provides investment advisory services to each of the Funds pursuant to each
Fund’s offering documents (“Fund Governing Documents”). The Fund Governing Documents for

Form ADV Part 2A | Peakview Capital                                                 April 2022

each Fund set forth the fee structure relevant to each Fund. The terms contained in the Fund
Governing Documents are generally established at the time of the formation of the applicable Fund.
Peakview Capital typically receives compensation from: (a) annual fees based on a percentage of
assets under management and (b) carried interest allocations. Investors should review all fees and
compensation charged by Peakview Capital, as set forth in the relevant Fund Governing Documents,
to fully understand the total amount of management fees and carried interest to be paid by a Fund
and, indirectly, by its Limited Partners.

Other Expenses Charged to the Funds: In addition to management fees and carried interest, the
Funds’ Limited Partners will indirectly bear certain fees and expenses associated primarily with the
Funds’ administration. Such fees and expenses will vary by Fund but typically will include, among
other things: fees associated with the acquisition, holding and disposition of investments, legal,
auditing, consulting, registration, insurance, reporting and accounting expenses, interest fees and
expenses arising out of borrowings made by the Funds, fund liquidation expenses, partnership
indemnification obligations, and expenses associated with investor advisory committees and
Limited Partner meetings.

The recipients of this Brochure are encouraged to refer to the detailed information found in each
Fund’s Governing Documents for specific information about the expenses charged to the Fund(s).

Item 7: Types of Clients
Peakview Capital provides non-discretionary and discretionary management and advisory services
to the Funds directly, subject to the direction and control of the General Partner of each Fund, and
not individually to the Limited Partners. Investors in the Funds may include, but are not limited to,
high net worth individuals, pension plans (corporate, state and foreign), sovereign wealth funds,
endowments, foundations, banks, pooled investment vehicles (e.g., funds-of-funds), trusts, estates
or charitable organizations, and corporate or business entities.

The minimum commitment for a Limited Partner is outlined in the Governing Fund Documents;
however, Peakview Capital generally maintains discretion to accept less than the minimum
investment threshold. Investors will be required to meet certain suitability qualifications, such as
being an “accredited investor” or “qualified investor” within the meaning set forth in Rule 501(a)
of Regulation D under the Securities Act. Investors will be required to make certain representations
when investing in a Fund, including, but not limited to representation that (i) they are acquiring an
interest for their own account, (ii) they received or had access to all information they deem relevant
to evaluate the merits and risks of the prospective investment and that (iii) they have the ability to
bear the economic risk of an investment in the Funds. Details concerning applicable Investor
suitability criteria are set forth in the respective Governing Fund Documents and subscription
materials, which are furnished to each Investor.

Form ADV Part 2A | Peakview Capital                                                 April 2022

The Funds may enter into separate agreements, commonly referred to as “side letters”, or other
similar agreements with a particular Limited Partner in connection with its admission to one of
Peakview Capital’s Funds without the approval of any other Limited Partner, which would have the
effect of establishing rights under or supplementing the terms of the applicable Fund’s Partnership
agreement with respect to such Limited Partner in a manner more favorable to such Limited Partner
than those applicable to other Limited Partners. Such rights or terms in any such side letter or other
similar agreement may include, without limitation: (i) excuse rights applicable to particular
investments (which may increase the percentage interest of other Limited Partners in, and
contribution obligations of other Limited Partners with respect to, such investments), (ii) reporting
obligations, (iii) waiver of certain confidentiality obligations, (iv) consent to certain transfers by
such Limited Partner or (v) rights or terms requested or necessary in light of particular investment,
legal, regulatory or public policy characteristics of a Limited Partner.