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| Penbrook Management LLC
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| CRD # | 127269 |
| SEC # | 801-63460 |
| CIK # | 0001381055 |
| AUM | 175.4 M (2026-05-28) |
| Employees | 4 (100% Investors, 75% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-792-6952 |
| Address | 880 Third Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001381055 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Novo Nordisk A S | 11.6 | ||
| Amazon Com Inc | 10.8 | ||
| Microsoft Corp | 8.2 | ||
| Alphabet Inc | 6.7 | ||
| Alphabet Inc | 6.5 | ||
| Moodys Corp /DE/ | 5.9 | ||
| Photronics Inc | 3.9 | ||
| DMY Technology Group Inc IV | 3.0 | ||
| AEHR Test Systems | 2.9 | ||
| Seabridge Gold Inc | 2.7 | ||
| Vermilion Energy Inc | 2.7 | ||
| Prothena Corp PLC | 2.6 | ||
| Viemed Healthcare Inc | 2.5 | ||
| Electrovaya Inc | 2.3 | ||
| Thomson Reuters Corp /Can/ | 2.2 | ||
| Blackstone Group LP | 2.1 | ||
| Alkami Technology Inc | 2.0 | ||
| Software Acquisition Group Inc | 2.0 | ||
| Targa Resources Corp | 1.7 | ||
| Cryoport Inc | 1.5 | ||
| Verizon Communications Inc | 1.5 | ||
| Energy Transfer Equity LP | 1.4 | ||
| Cisco Systems Inc | 1.4 | ||
| Sony Corp | 1.4 | ||
| Williams Companies Inc | 1.4 | ||
| Mesoblast Ltd | 1.3 | ||
| Rubicon Project Inc | 1.3 | ||
| Automatic Data Processing Inc | 1.3 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Ankap Partners LP | [2012-03-30] | 20.9 M | 9.3 M |
| Filed 2022-03-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $47,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 37 | 9.0 |
| (b) Individuals (high net worth individuals) | 37 | 138.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 9.3 |
| (g) Pension and profit sharing plans | 1 | 4.1 |
| (h) Charitable organizations | 3 | 9.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 4.8 |
| (n) Other | 0 | 0.0 |
| Total | 168 | 175.4 |
| By Discretionary | ||
| Discretionary | 168 | 175.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 168 | 175.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.8 | |
| United States Persons | 165.6 | |
| Total | 168 | 175.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Anderson | Executive Officer | 112 | 3 | |
| Ankap LLC | Executive Officer | 3 | 2 | |
| Barbara Burke Dicostanzo | Executive Officer | 3 | 2 | |
| Penbrook Management LLC | Executive Officer | 3 | 2 | |
| Ralph Kaplan | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001381055] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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|---|---|---|
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|
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|
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✚
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