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| Perlus Investment Management LLP
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|---|---|
| CRD # | 164504 |
| SEC # | 801-78180 |
| CIK # | 0001601068, 0001600873 |
| AUM | |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 4401279850367 |
| Address | Pledgdon Lodge Bishops Stortford, United Kingdom |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Perlus Microcap Fund LP | [2012-06-29] | 82.3 M | 72.0 M |
| Filed 2020-10-23 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $147,959 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 69.1 |
| By Discretionary | ||
| Discretionary | 1 | 69.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 69.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 69.1 | |
| Total | 1 | 69.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Simon Palmer | Director | 45 | 13 | |
| Robert Christensen | Director | 4 | 2 | |
| Trevor Norman | Director | 2 | 2 | |
| Ashley Le Feuvre | Director | 2 | 2 | |
| Steve Druskin | Director | 2 | 2 | |
| Iain Mason | Director | 1 | 1 | |
| James Boucherat | Director | 1 | 1 | |
| Pvam Limited | Executive Officer | 1 | 1 | |
| Limited Perlus | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 4 | [0001600873] | |
| 3 | [0001601068] | |
| 4 | [0001601068] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| usellcom Inc | |
| PVAM Holdings Ltd | |
| Pacific View Asset Management UK LLP | |
| PVAM Perlus Microcap Fund LP | |
| Key Technology Inc | |
| Active Power Inc | |
| Sutron Corp | |
| Perlus Ltd |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Key Technology Inc KTEC
Common Shares
|
2017-03-28 | Buy | 80,500 | $13.10 | 1,054,550 |
|
Active Power Inc ACPW
Common Shares
|
2016-07-08 | Sell | 7,478 | $0.38 | 2,842 |
|
Active Power Inc ACPW
Common Shares
|
2016-07-07 | Sell | 74,196 | $0.38 | 28,194 |
|
Active Power Inc ACPW
Common Shares
|
2016-07-06 | Sell | 100 | $0.40 | 40 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-24 | Sell | 19,518 | $0.47 | 9,173 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-23 | Sell | 102,100 | $0.45 | 45,945 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-22 | Sell | 1,385 | $0.47 | 651 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-21 | Sell | 95,000 | $0.47 | 44,650 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-20 | Sell | 3,662 | $0.49 | 1,794 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-17 | Sell | 25,148 | $0.49 | 12,323 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-13 | Buy | 2,400 | $0.55 | 1,320 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-12 | Buy | 33,839 | $0.55 | 18,611 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-11 | Buy | 15,435 | $0.55 | 8,489 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-09 | Buy | 1 | $0.55 | 1 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-05 | Buy | 48,609 | $0.55 | 26,735 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-29 | Buy | 300 | $8.60 | 2,580 |
|
Key Technology Inc KTEC
Common Shares
|
2016-04-26 | Buy | 1,336 | $8.05 | 10,755 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-18 | Buy | 2,000 | $8.00 | 16,000 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-15 | Buy | 1,700 | $7.85 | 13,345 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-08 | Buy | 969 | $7.25 | 7,025 |
| showing 20 of 55 most recent transactions | |||||