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| Perlus Investment Management LLP
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| CRD # | 164504 |
| SEC # | 801-78180 |
| CIK # | 0001601068, 0001600873 |
| AUM | |
| Employees | 2 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 4401279850367 |
| Address | Pledgdon Lodge Bishops Stortford, United Kingdom |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (6/4/2013) [Brochure] |
|---|
Item 5 - Fees and Compensation Perlus generally receives a management fee of 1.5% based on assets under management. Fees are generally not negotiable and are deducted from the Fund on a quarterly basis. Fund investors may also expect to pay custodian and administration fees in connection with the Fund as well as incur brokerage and other transaction costs, discussed in Item 12 below. |
| Account Minimums and Types of Clients — Form ADV Part 2A (6/4/2013) [Brochure] |
|---|
Item 7 - Types of Clients Perlus’ current client consists of a collective investment vehicle managed on behalf of institutions, pension plans, endowments and high net worth individuals. |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Perlus Microcap Fund LP | [2012-06-29] | 82.3 M | 72.0 M |
| Filed 2020-10-23 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $147,959 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 69.1 |
| By Discretionary | ||
| Discretionary | 1 | 69.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 69.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 69.1 | |
| Total | 1 | 69.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Simon Palmer | Director | 45 | 13 | |
| Robert Christensen | Director | 4 | 2 | |
| Trevor Norman | Director | 2 | 2 | |
| Ashley Le Feuvre | Director | 2 | 2 | |
| Steve Druskin | Director | 2 | 2 | |
| Iain Mason | Director | 1 | 1 | |
| James Boucherat | Director | 1 | 1 | |
| Pvam Limited | Executive Officer | 1 | 1 | |
| Limited Perlus | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 4 | [0001600873] | |
| 3 | [0001601068] | |
| 4 | [0001601068] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| usellcom Inc | |
| PVAM Holdings Ltd | |
| Pacific View Asset Management UK LLP | |
| PVAM Perlus Microcap Fund LP | |
| Key Technology Inc | |
| Active Power Inc | |
| Sutron Corp | |
| Perlus Ltd |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Key Technology Inc KTEC
Common Shares
|
2017-03-28 | Buy | 80,500 | $13.10 | 1,054,550 |
|
Active Power Inc ACPW
Common Shares
|
2016-07-08 | Sell | 7,478 | $0.38 | 2,842 |
|
Active Power Inc ACPW
Common Shares
|
2016-07-07 | Sell | 74,196 | $0.38 | 28,194 |
|
Active Power Inc ACPW
Common Shares
|
2016-07-06 | Sell | 100 | $0.40 | 40 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-24 | Sell | 19,518 | $0.47 | 9,173 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-23 | Sell | 102,100 | $0.45 | 45,945 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-22 | Sell | 1,385 | $0.47 | 651 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-21 | Sell | 95,000 | $0.47 | 44,650 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-20 | Sell | 3,662 | $0.49 | 1,794 |
|
Active Power Inc ACPW
Common Shares
|
2016-06-17 | Sell | 25,148 | $0.49 | 12,323 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-13 | Buy | 2,400 | $0.55 | 1,320 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-12 | Buy | 33,839 | $0.55 | 18,611 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-11 | Buy | 15,435 | $0.55 | 8,489 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-09 | Buy | 1 | $0.55 | 1 |
|
Active Power Inc ACPW
Common Shares
|
2016-05-05 | Buy | 48,609 | $0.55 | 26,735 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-29 | Buy | 300 | $8.60 | 2,580 |
|
Key Technology Inc KTEC
Common Shares
|
2016-04-26 | Buy | 1,336 | $8.05 | 10,755 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-18 | Buy | 2,000 | $8.00 | 16,000 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-15 | Buy | 1,700 | $7.85 | 13,345 |
|
Key Technology Inc KTEC
Common Stock
|
2016-04-08 | Buy | 969 | $7.25 | 7,025 |
| showing 20 of 55 most recent transactions | |||||