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⚲
|
| Pfingsten Partners LLC
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|
|
|---|---|
| CRD # | 156493 |
| SEC # | 801-73883 |
| CIK # | |
| AUM | $774.7 MM (2023-03-24) |
| Employees | 20 (95% Investors, 0% Brokers) |
| Phone | 312-222-8707 |
| Address | 151 N Franklin St Chicago, IL 60606 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Pfingsten Fund VI-A LP | [2023-03-24] | 0.0 | 20.4 |
| PE | Pfingsten Fund VI LP | [2023-03-24] | 0.0 | 454.0 |
| PE | Pfingsten Partners Fund V-A LP | [2015-06-01] | 0.0 | 12.8 |
| PE | Pfingsten Partners Fund V LP | [2015-06-01] | 0.0 | 454.0 |
| PE | Pfingsten Executive Fund III LP | 2012-02-14 | 5.4 | |
| PE | Pfingsten Executive QP Fund III LP | 2012-02-14 | 43.9 | |
| PE | Pfingsten Partners Co-Investment Fund IV LP | [2012-02-14] | 18.8 | 3.0 |
| PE | Pfingsten Partners Fund IV LP | [2012-02-14] | 491.2 | 76.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 774.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 774.7 |
| By Discretionary | ||
| Discretionary | 6 | 774.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 774.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 774.7 | |
| Total | 6 | 774.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| John Underwood | 12 | ||
| James Norton | 8 | ||
| Thomas Bagley | 5 | ||
| Scott Finegan | 3 | ||
| Phillip Bronsteatter | 2 | ||
| Ken Hessevick | 2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bridge Growth Partners LLC
✚
|
NY | 0.8 |
|
River Cities Management Inc FKA Mayfield & Robinson Inc
✚
|
OH | 0.8 |
|
Bay Hills Capital Management LLC
✚
|
CA | 0.8 |
|
Trinity Alps Capital Partners LP
✚
|
CA | 0.8 |
|
Summit Peak Investments LLC
✚
|
TX | 0.8 |
|
Ironwood Capital Advisors LLC
✚
|
CT | 0.8 |
|
Dominus Capital Management LP
✚
|
NY | 0.8 |
|
Alterna Capital Partners LLC
✚
|
NH | 0.8 |
|
BlackRock Asset Management Schweiz AG
✚
|
0.8 | |
|
Hidden Harbor Capital Management LP
✚
|
FL | 0.8 |