|
⚲
|
| Keyboard |
| Pfingsten Partners LLC
✚
|
|
|---|---|
| CRD # | 156493 |
| SEC # | 801-73883 |
| CIK # | |
| AUM | 787.0 M (2026-03-31) |
| Employees | 20 (95% Investors, 0% Brokers) |
| Phone | 312-222-8707 |
| Address | 227 West Monroe Street Chicago, IL 60606 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Pfingsten Fund VI-A LP | [2023-03-24] | 18.2 M | 19.3 M |
| Filed 2023-08-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Pfingsten Fund VI LP | [2023-03-24] | 296.3 M | 384.1 M |
| Filed 2023-08-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Pfingsten Partners Fund V-A LP | [2015-06-01] | 10.5 M | |
| Offered $350,000,000 · Filed 2015-05-04 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1 · Remaining $350,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Pfingsten Partners Fund V LP | [2015-06-01] | 373.0 M | |
| Offered $350,000,000 · Filed 2015-05-04 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $1 · Remaining $350,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Pfingsten Executive Fund III LP | 2012-02-14 | 5.4 M | |
| PE | Pfingsten Executive QP Fund III LP | 2012-02-14 | 43.9 M | |
| PE | Pfingsten Partners Co-Investment Fund IV LP | [2012-02-14] | 18.8 M | 3.0 M |
| Offered $18,750,000 · Filed 2009-04-28 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $15,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Pfingsten Partners Fund IV LP | [2012-02-14] | 491.2 M | 76.9 M |
| Offered $491,250,000 · Filed 2009-04-28 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 787.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 787.0 |
| By Discretionary | ||
| Discretionary | 4 | 787.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 787.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 787.0 | |
| Total | 4 | 787.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Underwood | Executive Officer | 12 | 2 | |
| James Norton | Executive Officer | 8 | 2 | |
| Thomas Bagley | Executive Officer | 5 | 2 | |
| Scott Finegan | Executive Officer | 3 | 2 | |
| Ken Hessevick | Executive Officer | 2 | 1 | |
| Phillip Bronsteatter | Executive Officer | 2 | 1 | |
| Kenneth Hessevick | Executive Officer | 2 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
|
Definition Capital Management LLC
✚
|
NY | 791.9 M |
|
Corner Capital Management LLC
✚
|
NY | 787.4 M |
|
Encore Consumer Capital LP
✚
|
CA | 786.2 M |
|
Princeton Fund Advisors LLC
✚
|
CO | 780.0 M |
|
Faropoint Ventures LLC
✚
|
NJ | 780.0 M |
|
Legacy Partners LLC
✚
|
CA | 777.9 M |
|
Astira Capital Partners LP
✚
|
MA | 777.3 M |
|
Snow Phipps Group LLC
✚
|
NY | 777.1 M |
|
KLH Capital Partners LP
✚
|
FL | 773.9 M |
|
Potentum Partners LP
✚
|
773.3 M |