Pingora Asset Management LLC

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Assets, Funds, Holdings

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Pingora Asset Management LLC
CRD #166257
SEC #801-77407
CIK #
AUM
Employees 25 (96% Investors, 0% Brokers)
Phone720-475-1292
Address1819 Wazee Street
Denver, CO 80202-1782
Source [IAPD] [Website]
Total AUM ($M)
20001600120080040002010201420192024
Type Form D Funds Date Sold ($M) AUM ($M)
Other Pingora MSR Opportunity Fund I-A AI LP [2013-05-01] 76.4 0.1
Other Pingora MSR Opportunity Fund I-A LP [2013-05-01] 461.6 0.3
Other Pingora MSR Opportunity Fund I-B AI LP 2013-05-01 1.0
Other Pingora MSR Opportunity Fund I-B LP 2013-05-01 6.4
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 9 469.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 2 21.0
(n) Other 0 0.0
Total 11 490.0
By Discretionary
Discretionary 11 490.0
Non-Discretionary 0 0.0
Total 11 490.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 490.0
Total 11 490.0
Form D Directors # Filings # Firms 2011 - 2025
Michael Lau 29
Pingora Asset Management LLC 3
Pingora MSR Fund I GP LLC 2
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