Pingora Asset Management LLC

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Pingora Asset Management LLC ✚
CRD #	166257
SEC #	801-77407
CIK #
AUM
Employees	25 (96% Investors, 0% Brokers)
Fees
Minimum
Phone	720-475-1292
Address	1819 Wazee Street Denver, CO 80202-1782
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
Other	Pingora MSR Opportunity Fund I-A AI LP	[2013-05-01]	76.4 M	0.1 M
	Filed 2013-04-15 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Pingora MSR Opportunity Fund I-A LP	[2013-05-01]	461.6 M	0.3 M
	Filed 2013-04-15 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Pingora MSR Opportunity Fund I-B AI LP	2013-05-01		1.0 M
Other	Pingora MSR Opportunity Fund I-B LP	2013-05-01		6.4 M

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	9	469.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	2	21.0
(n) Other	0	0.0
Total	11	490.0
By Discretionary
Discretionary	11	490.0
Non-Discretionary	0	0.0
Total	11	490.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		490.0
Total	11	490.0

Form D Directors	Role	# Filings	# Firms
Michael Lau	Executive Officer	29	6
Pingora Asset Management LLC	Promoter	3	2
Pingora Msr Fund I GP LLC	Director	2	1

Firm Profile (Form ADV)
Discretionary AUM	$0.5B
Serves	Institutional

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Pingora Asset Management LLC

Assets, Funds, Holdings