Pinnacle Investment Management Limited

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Assets, Funds, Holdings

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Pinnacle Investment Management Limited
CRD #298541
SEC #801-116850
CIK #0001511201, 0000910678, 0001520682, 0002056734
AUM
Employees 70 (14% Investors, 0% Brokers)
Fees
Minimum
Phone611300651577
AddressLevel 35
Sydney New South Wales, Australia
Source [IAPD] [EDGAR] [Website] [Twitter]
Total AUM ($B)
40322416802009201420192025
Account Minimums and Types of Clients — Form ADV Part 2A (10/8/2019) [Brochure]
Item 7: Types of Clients

Pinnacle Advisory Affiliates and Non-US Investment Pool Clients

Pinnacle provides distribution and administrative services to the Pinnacle Advisory Affiliates,
which are U.S. exempt reporting advisers. Pinnacle’s subsidiaries (Pinnacle Fund Services
Limited and Pinnacle RE Services Limited) are the issuers of non-U.S. investment pools, in the
form of managed investment schemes issued under the relevant provisions of the Australian
Corporations Act 2001, to which the Pinnacle Advisory Affiliates are appointed as investment
manager.

Account Minimums

The minimum account size for each investment strategy that is available through Pinnacle
Advisory Affiliates is established by the applicable Pinnacle Advisory Affiliate. Account
minimums may be waived to reflect existing relationships, anticipated client additions to assets
under management, changing market conditions, client servicing requirements, or for other
reasons. Any waivers of account minimums are done in consultation with the applicable
Pinnacle Advisory Affiliate.
Sector Form 13F Holdings Value ($M)
Coca Cola Co 20.1
Alphabet Inc 3.3
Deckers Outdoor Corp 2.0
Taiwan Semiconductor Manufacturing Co Ltd 1.4
Facebook Inc 0.7
Nvidia Corp 0.5
 
 
 
 
 
Holdings by Sector ($M)
14011284562802024202420252026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 13 38.1
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 13 38.1
By Discretionary
Discretionary 13 38.1
Non-Discretionary 0 0.0
Total 13 38.1
By Non-United States Persons
Non-United States Persons 38.0
United States Persons 0.1
Total 13 38.1
EDGAR Form CIK 2011 - 2026
D [0000910678]
4 [0001511201]
D [0001520682]
13F-HR [0002056734]
Firm Profile (Form ADV)
Discretionary AUM$29.1B
Clients13 (100 non-US)
ServesInstitutional
Form 3/4/5 Subject 2011 - 2026
Peterson Ellen Mae
Peterson Terril Hedden
Peterson Jeffrey Paul
Digiliti Money Group Inc
Pinnacle Investment Group LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Digiliti Money Group Inc NONE
Common Stock
2012-10-10 Buy 4,196,500 $0.00
Digiliti Money Group Inc NONE
Common Stock
2012-10-10 Buy 4,196,500 $0.00
Digiliti Money Group Inc NONE
"Common Stock, par value $0.0001 per share (""Common Stock"")"
2012-10-10 Buy 4,196,500 $0.00
Digiliti Money Group Inc NONE
Common Stock
2012-10-10 Buy 4,196,500 $0.00
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