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| Platform Partners LLC
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| CRD # | 286532 |
| SEC # | 801-110170 |
| CIK # | 0001494709 |
| AUM | 824.8 M (2026-06-08) |
| Employees | 22 (73% Investors, 0% Brokers) |
| Phone | 713-335-2300 |
| Address | 1717 West Loop South Houston, TX 77027 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | South Coast Co-Investment Holdings LLC | [2022-03-30] | 54.5 M | 84.2 M |
| Filed 2021-12-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Commission $1,635,000 · Net Assets Decline to Disclose | ||||
| PE | Platform Partners Capital LLC | [2018-02-07] | 129.1 M | 146.6 M |
| Filed 2018-01-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Platform Partners Investment Company LLC | [2017-05-04] | 740.6 M | |
| Filed 2010-06-23 (D) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 824.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 824.8 |
| By Discretionary | ||
| Discretionary | 2 | 824.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 824.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 824.8 | |
| Total | 2 | 824.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Fred Lummis | Director, Executive Officer | 18 | 3 | |
| Bradley Morgan | Director, Executive Officer | 13 | 2 | |
| Frederick Brazelton | Director, Executive Officer | 12 | 2 | |
| Nick Nebard | Director | 9 | 2 | |
| Jeremy Newsom | Director | 4 | 2 | |
| Frederick Lummis | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001494709] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
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