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| Keyboard |
| Pollock Investment Advisory Corporation
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|---|---|
| CRD # | 137393 |
| SEC # | 801-85174 |
| CIK # | |
| AUM | 253.8 M (2026-03-19) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 408-316-6272 |
| Address | |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 30 | 18.2 |
| (b) Individuals (high net worth individuals) | 51 | 226.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 3.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 6.2 |
| (n) Other | 0 | 0.0 |
| Total | 215 | 253.8 |
| By Discretionary | ||
| Discretionary | 215 | 253.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 215 | 253.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 253.8 | |
| Total | 215 | 253.8 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
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254.8 M | |
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Game Plan Financial Advisors LLC
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|
O'Brien Investment Management LLC
✚
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CA | 254.3 M |
|
Canty Financial Management Inc
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|
NY | 254.0 M |
|
PPS & V Asset Management Consultants Inc
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MI | 253.7 M |
|
Washburn Capital Management Inc
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|
FL | 253.6 M |
|
Transcend Advisor Group LLC
✚
|
WI | 253.2 M |
|
Corrado Advisors LLC
✚
|
NJ | 252.8 M |
|
Patrick M Sweeney & Associates Inc
✚
|
IL | 252.5 M |
|
Taylor Securities Services Inc
✚
|
PA | 252.5 M |