Prologue Capital Management LP

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Prologue Capital Management LP
CRD #161223
SEC #801-73403
CIK #
AUM
Employees 31 (35% Investors, 0% Brokers)
Fees
Minimum
Phone203-842-0300
Address1000 5th Street
Miami, FL 33139
Source [IAPD] [Website]
Total AUM ($B)
25201510502009201420192025
Fees and Compensation — Form ADV Part 2A (3/30/2017) [Brochure]
ITEM 5: FEES AND COMPENSATION

Description and Fee Billing

Prologue charges the Master Fund (and indirectly, certain Investors in the Feeder Funds) an asset-based
management fee and Prologue’s affiliate, the Master Fund GP, as the general partner of the Master Fund, receives
from the Master Fund a performance-based allocation. Performance-based allocations are charged in compliance
with Rule 205-3 of the Advisers Act.

With respect to the Master Fund, Prologue receives a monthly asset-based management fee paid in arrears based
on the net asset value of certain sub-series of shares in the Cayman Feeder Fund and certain capital accounts of
each limited partner in the Delaware Feeder Fund, each as at the close of business on the last day of each month.

The Master Fund GP receives a performance allocation, allocated annually, based on the appreciation in the net
asset value of certain sub-series of classes of shares in the Cayman Feeder Fund and certain capital accounts of
each limited partner in the Delaware Feeder Fund, each after deduction of Management Fees and other expenses
including Feeder Fund expenses.

Prologue waives the management fee and the performance allocation with respect to shareholders and limited
partners invested in the Flagship Funds who are partners, members and employees of Prologue and its affiliates.

With respect to the Maplewood Fund, Prologue receives an asset-based management fee paid in arrears based on
the net asset value of the shares as at the close of business on the last day of each month.

The Maplewood Manager receives a performance fee, allocated annually, based on the appreciation in the net
asset value of shares in the Maplewood Fund, after the deduction of Management Fees and other expenses.

Other Fees or Expenses

The Feeder Funds and the Maplewood Fund have paid or reimbursed, or are in the process of reimbursing,
Prologue for certain costs and expenses incurred (and solely with respect to the Feeder Funds, their respective
share of the Master Fund’s expenses) in connection with the offering of shares and interests, as applicable. The
Feeder Funds and the Maplewood Fund also pay all of their own (and solely with respect to the Feeder Funds,
their respective share of the Master Fund’s) administrative, organizational, operating and other expenses,
including, but not limited to, custodial, brokerage and other transaction costs. Please refer to each Fund’s private
placement memorandum for a more complete description of fees and expenses. For more information regarding
Prologue’s brokerage arrangements, see Item 12 below.

Expenses of each Feeder Fund generally will be shared by all of the Investors in a Feeder Fund, (including the
general partner), pro rata in accordance with their investment in a Feeder Fund. Certain expenses might not be
shared pro rata such as the management fee and any expenses which the Directors determine in their sole
discretion should be allocated to a particular Investor or Investors. Certain expenses will be shared across the
Maplewood Fund and the Feeder Funds, as applicable.

Participation or Interest in Client Transaction

Neither Prologue nor any of its supervised persons accepts compensation for the sale of securities or other
investment products, including asset-based sales charges or service fees from the sale of mutual funds.
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2017) [Brochure]
ITEM 7: TYPES OF CLIENTS

Prologue’s Clients are exclusively private investment funds. In addition to the Funds discussed in this Brochure,
Prologue may create and advise additional private investment funds or managed accounts in the future. Generally,
the minimum initial investment for Investors who are not affiliated with Prologue is $1,000,000, although lesser
investment amounts may be accepted in Prologue’s sole discretion.

Investors in the Funds include institutional investors (including charitable organizations, endowments, and
pension plans), high net-worth individuals, family offices, trusts, banks or other thrift institutions, corporations
or other business entities, private and public pension, government or political subdivisions and funds-of-funds.
U.S. Investors in the Funds must be “qualified purchasers,” “accredited investors” and “qualified eligible
persons”. Certain employees and partners of Prologue, their family members, or entities formed for the benefit of
these individuals also invest in the Feeder Funds, to the extent permitted by applicable laws and regulations.
Type Form D Funds Date Sold AUM
HF Prologue Maplewood Fund Limited 2015-08-24 1,057.3 M
HF Prologue Liquid Mortgage Master Fund LP [2013-11-08] 13.1 M 213.4 M
Filed 2014-07-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Prologue Fund LP [2012-02-13] 276.7 M 1,089.0 M
Offered $276,720,000 · Filed 2017-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Duration One year or less · Commission $7,800 · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 2.1
By Discretionary
Discretionary 4 2.1
Non-Discretionary 0 0.0
Total 4 2.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.1
Total 4 2.1
Form D Directors Role # Filings # Firms 2011 - 2026
David Walker Director 75 8
Francois Chesnay Director 10 4
Duncan Tiplady Director 5 2
David Leibowitz Director 5 2
Thomas McGlade Director 3 2
Stephen Flanagan Director 3 2
Peter Chessun Director 2 2
Graham Walsh Director 2 2
Steven Flanagan Director 2 2
David Pflug Jr Director 2 2
View All
Firm Profile (Form ADV)
Discretionary AUM$14.0B
ServesInstitutional
Fund TypesHedge Fund
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