Prospect Capital Advisors LLC

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Prospect Capital Advisors LLC ✚
CRD #	119531
SEC #	801-100384
CIK #	0001632368
AUM	$390.8 MM (2023-03-31)
Employees	3 (67% Investors, 0% Brokers)
Phone	415-331-3590
Address	501 Humboldt Avenue, 2nd Floor Sausalito, CA 94965
Source	[IAPD] [EDGAR]

Total AUM ($MM) Copy

CIK	Period
0001632368
/

Sector	Form 13F Holdings	Cap ($MM)	Value ($MM)
	Grand Canyon Education Inc	3,070.0	20.2
	PJT Partners Inc	2,840.0	16.9
	Five9 Inc	6,497.4	16.2
	Pool Corp	14,132.0	14.1
	American Tower Corp /MA/	117,747.1	14.1
	Silicon Motion Technology Corp	2,833.2	13.7
	Inmode Ltd	1,925.8	13.1
	OSI Systems Inc	1,452.8	13.0
	Federal Signal Corp /DE/	2,128.7	11.3
	Microsoft Corp	1,918,222.4	9.5
	Watsco Inc	9,288.7	8.8
	Sprout Social Inc	3,219.6	7.0
	Dave & Buster's Entertainment Inc	1,645.2	6.9
	Encore Capital Group Inc	1,413.8	6.0
	Nexstar Broadcasting Group Inc	6,720.0	5.7
	Super Micro Computer Inc	2,169.7	5.5
	Eldorado Resorts Inc	9,211.3	5.1
	Cinemark Holdings Inc	1,795.9	4.6
	Zoominfo Technologies Inc	14,090.5	4.4
	KURA Sushi USA Inc	470.5	4.4
	Funko Inc	1,072.2	4.4
	Nanometrics Inc	3,553.2	3.8
	Boot Barn Holdings Inc	2,210.4	3.4
	Double Eagle Acquisition Corp	7,438.9	2.9
	Global Cash Access Holdings Inc	1,528.3	1.1
	Hydra Industries Acquisition Corp	243.9	1.0
	Cutera Inc	738.3	0.7
	Vesper Healthcare Acquisition Corp	2,047.1	0.6



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Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	Prospect Advisors LP	[2015-06-09]	36.0	61.6
HF	Prospect Advisors QP LP	[2015-06-09]	307.8	310.2

AUM Breakdown	Accounts	AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	390.8
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	4	390.8
By Discretionary
Discretionary	4	390.8
Non-Discretionary	0	0.0
Total	4	390.8
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		390.8
Total	4	390.8

Form D Directors	# Filings	# Firms	2011 - 2023
Daniel Mendoza	3
Prospect Capital Advisors LLC	3
General Partner Prospect Capital Advisors LLC	3

EDGAR Form	CIK	2011 - 2023
13F-HR	[0001632368]

Comparable Firms	State	AUM ($BB)
DG Capital Management LLC ✚	NY	0.4
Carl Marks Management Company LLC ✚	NY	0.4
Tower Bay Asset Management LP ✚	CT	0.4
Spark Investment Management LLC ✚	NY	0.4
Sage Rock Capital Management LP ✚	NY	0.4
BeaconLight Capital LLC ✚	NY	0.4
Guggenheim Investment Advisors LLC ✚	NY	0.4
Collab Currency Management LLC ✚	OR	0.4
Numerai GP LLC ✚	CA	0.4
Wolf Hill Capital Management LP ✚	CT	0.4

Assets, Funds, Holdings