|
⚲
|
| Keyboard |
| Prospect Financial Services LLC
✚
|
|
|---|---|
| CRD # | 314154 |
| SEC # | 801-122193 |
| CIK # | 0001674209, 0002012519 |
| AUM | 431.0 M (2026-03-09) |
| Employees | 12 (75% Investors, 92% Brokers) |
| Fees | |
| Minimum | |
| Phone | 631-424-5218 |
| Address | 445 Broad Hollow Road Melville, NY 11747 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001674209 0002012519 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 9.9 | ||
| SL Green Realty Corp | 9.3 | ||
| Boeing Co | 8.5 | ||
| Nvidia Corp | 6.1 | ||
| Alphabet Inc | 5.7 | ||
| Palantir Technologies Inc | 4.7 | ||
| Apple Inc | 4.6 | ||
| Energy Transfer Equity LP | 3.2 | ||
| Amazon Com Inc | 2.9 | ||
| Oracle Corp | 2.4 | ||
| Facebook Inc | 2.3 | ||
| Tesla Motors Inc | 2.1 | ||
| Vornado Realty Trust | 1.8 | ||
| Microsoft Corp | 1.6 | ||
| CAVA Group Inc | 1.4 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 446 | 120.2 |
| (b) Individuals (high net worth individuals) | 74 | 209.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 77 | 98.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 2.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,156 | 431.0 |
| By Discretionary | ||
| Discretionary | 1,156 | 431.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,156 | 431.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 431.0 | |
| Total | 1,156 | 431.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001674209] | |
| 13F-HR | [0002012519] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Lisanti Capital Growth LLC
✚
|
NY | 432.5 M |
|
TRED Avon Family Wealth LLC
✚
|
MD | 431.9 M |
|
FSB Premier Wealth Management Inc
✚
|
IA | 431.7 M |
|
MRWM Advisors LLC
✚
|
TN | 431.7 M |
|
NBZ Investment Advisors LLC
✚
|
TN | 431.2 M |
|
MWM Group LLC
✚
|
NY | 431.0 M |
|
Causey Public Finance LLC
✚
|
430.9 M | |
|
Castle Wealth Management LLC
✚
|
FL | 430.1 M |
|
Shayne & Jacobs LLC
✚
|
TN | 429.5 M |
|
Symphony Financial Services Inc
✚
|
OH | 428.7 M |