|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Providence Capital Advisors LLC
✚
|
|
|---|---|
| CRD # | 174631 |
| SEC # | 801-107683 |
| CIK # | 0001730814 |
| AUM | $916.3 M (2025-05-14) |
| Employees | 13 (62% Investors, 0% Brokers) |
| Phone | 704-215-4420 |
| Address | 4500 Cameron Valley Parkway Charlotte, NC 28211 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001730814 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 23.2 | ||
| Microsoft Corp | 23.1 | ||
| Nvidia Corp | 12.1 | ||
| J P Morgan Chase & Co | 11.7 | ||
| Alphabet Inc | 11.0 | ||
| Amazon Com Inc | 10.8 | ||
| US Bancorp de | 9.9 | ||
| Bank of America Corp /DE/ | 9.7 | ||
| Brookfield Asset Management Inc | 9.0 | ||
| Abbott Laboratories | 8.9 | ||
| Oracle Corp | 8.8 | ||
| Home Depot Inc | 8.7 | ||
| Linde PLC | 8.3 | ||
| Walt Disney Co | 8.1 | ||
| Merck & Co Inc | 8.0 | ||
| Zebra Technologies Corp | 7.6 | ||
| Thermo Fisher Scientific Inc | 7.6 | ||
| Deere & Co | 7.6 | ||
| AMB Property Corp | 7.3 | ||
| Broadcom Inc | 7.3 | ||
| Hewlett Packard Enterprise Co | 7.2 | ||
| Eaton Corp Ltd | 7.1 | ||
| Electronic Arts Inc | 7.1 | ||
| Ciena Corp | 6.9 | ||
| Nike Inc | 6.8 | ||
| Citigroup Inc | 6.7 | ||
| Morgan Stanley | 6.6 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 163 | 49.7 |
| (b) Individuals (high net worth individuals) | 246 | 833.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 30.7 |
| (h) Charitable organizations | 0 | 2.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,494 | 916.3 |
| By Discretionary | ||
| Discretionary | 2,464 | 872.0 |
| Non-Discretionary | 30 | 44.2 |
| Total | 2,494 | 916.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 916.3 | |
| Total | 2,494 | 916.3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001730814] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Strategic Equity Management Inc
✚
|
AZ | 0.9 |
|
Jocelyn Investment Management LLC
✚
|
CA | 0.9 |
|
JMAC Enterprises LLC
✚
|
PA | 0.9 |
|
Foundation Resource Management Inc
✚
|
AR | 0.9 |
|
Asset Strategy Advisors LLC
✚
|
MA | 0.9 |
|
Ellis Investment Partners LLC
✚
|
PA | 0.9 |
|
LS Investment Advisors LLC
✚
|
MI | 0.9 |
|
Oppenheimer Investment Management LLC
✚
|
NY | 0.9 |
|
Adams Asset Advisors LLC
✚
|
TX | 0.9 |
|
Violich Capital Management
✚
|
CA | 0.9 |