Quant Alpha LLC

Item 5–Fees and Compensation
Quant Alpha charges asset-based management fees and, for Qualified Clients, performance-based fees:
• Testing Clients (<$50,000): 0 % AUM fee for the first 12 months, then the standard strategy-specific
  rate shown below.
• Non-Qualified Clients ($50,000 – $1.1million): AUM fee only.
• Qualified Clients1 (>$1.1million): AUM fee plus a quarterly performance fee.

              Client Tier                Nx1                     Nx2                      Nx3
              Testing               1.00% AUM                 1.50% AUM                2.00% AUM
              Non-Qualified         1.00% AUM                 1.50% AUM                2.00% AUM
                                1.00% AUM + 10%         1.50% AUM + 20%           2.00% AUM + 30%
              Qualified
                                perf. fee (5% hurdle)   perf. fee (7.5% hurdle)   perf. fee (10% hurdle)

Billing and Termination Management fees are billed monthly in arrears and deducted directly from
client accounts at Interactive Brokers (“IB”). Performance fees are calculated quarterly using a perpetual
high-water mark. If an advisory agreement terminates mid-period, any unearned prepaid fees are refunded
pro rata, and any accrued performance fees are computed through the termination date only.

Other Fees and Expenses (Item 5.C)
In addition to Quant Alpha’s advisory fees, clients will bear third-party costs, including but not limited to:
• Brokerage Commissions and Ticket Charges, including any applicable platform, execution, or reg-
  ulatory costs embedded in each transaction;
• Custodian/Account Fees charged by IB (e.g. wire, ACH, transfer, IRA maintenance, physical state-
  ment, and corporate-action processing fees);
• Fund-Level Expenses such as the internal expense ratios of ETFs, which are embedded in each fund’s
  share price;
• Margin Interest or Short-Borrow Fees when short exposure is employed in the strategy;
• Taxes, Duties, and Governmental Charges (e.g. ADR fees, transaction taxes on certain international
  venues);
• Exchange/SEC Option or Futures Fees if the strategy’s mandate expands to include derivatives in
  the future;
• Wire/Foreign Exchange Spreads when clients move cash between currencies or jurisdictions.
Quant Alpha does not receive any portion of these brokerage, custodial, or fund-level expenses. Actual costs
vary by trade size, venue, and fund provider. Clients can review current Interactive Brokers fee schedules at
www.interactivebrokers.com.
Important: For detailed information on how we select brokers, seek best execution, and manage trading
costs, see Item 12 – Brokerage Practices of this Brochure.
  1 Defined   in Rule205-3 of the Advisers Act.

Form ADV Part 2A                                                                           Quant Alpha LLC

Item 7 – Types of Clients
Quant Alpha LLC serves U.S. and international clients who are both legally permitted to receive investment
advisory services and able to open and maintain an account with Interactive Brokers, our designated qualified
custodian. Eligibility is subject to applicable laws, regulations, and the account opening requirements
imposed by the custodian.
Our typical clients are growth-oriented individual investors seeking professionally managed exposure to the
Nasdaq-100® Index through systematic strategies with integrated risk management. The platform may also
serve financial professionals, family offices, and institutions interested in model-based portfolio exposure.
There is no firm-wide minimum investment requirement. However, access to certain strategies or pricing
tiers may depend on account size, as outlined in our fee schedule.