Item 5: Fees and Compensation
Management Fee for Investment Management Services to the Fund
The investment management and other fees applicable to the Fund are set forth in detail in
the prospectus for the Fund.
Management Fee for the Strategies
R Cubed charges an annual advisory fee that is agreed upon with each client and set forth in
an agreement executed by R Cubed and the client. The annual advisory fee of 1% is based on
the value of assets under management. The advisory fee for the initial quarter shall be paid,
on a pro rata basis, in arrears, based on the value of the net billable assets under management
at the end of such initial quarter. For subsequent quarters, the advisory fee shall be paid, in
advance, based on the asset value of the client’s accounts as of the last business day of the
preceding quarter as provided by third-party sources, such as pricing services, custodians, fund
administrators, and client-provided sources.
Notwithstanding the foregoing, R Cubed and the client may choose to negotiate an annual
advisory fee that varies from the 1% fee set forth above. Factors upon which a different annual
advisory fee may be based include, but are not limited to, the size and nature of the
relationship, the services rendered, the nature and complexity of the products and
investments involved, time commitments, and travel requirements. The advisory fee charged
by the Firm will apply to all of the client’s assets under management, unless specifically
excluded in the client agreement. Although R Cubed believes that its fees are competitive,
clients should understand that lower fees for comparable services may be available from other
sources and firms.
Other Types of Fees or Expenses
In connection with R Cubed’s management of an account, a client will incur fees and/or
expenses separate from and in addition to R Cubed’s advisory fee. These additional fees may
include transaction charges and the fees/expenses charged by any custodian, transfer taxes,
odd lot differentials, exchange fees, interest charges, ADR processing fees, and any charges,
taxes or other fees mandated by any federal, state or other applicable law, retirement plan
account fees (where applicable), margin interest, brokerage commissions, mark-ups or
markdowns and other transaction-related costs, electronic fund and wire fees, and any other
fees that reasonably may be borne by a brokerage account.
R Cubed Global Capital, Inc. Form ADV Part 2A Brochure
Neither the Firm nor its employees accept compensation, including sales charges or service
fees, from any person for the sale of securities or other investment products.