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| Rand Capital Management LLC
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|---|---|
| CRD # | 304504 |
| SEC # | 801-116971 |
| CIK # | 0000081955 |
| AUM | 136.7 M (2026-03-31) |
| Employees | 10 (60% Investors, 0% Brokers) |
| Phone | 617-880-7494 |
| Address | 14 Lafayette Square Buffalo, NY 14203 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Callodine Strategic Credit Fund II LP | [2022-03-22] | 5.7 M | 53.7 M |
| Filed 2023-07-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | BlueArc Mezzanine Partners I LP | [2020-06-22] | 22.2 M | 20.1 M |
| Offered $100,000,000 · Filed 2016-06-09 (D) · Exemption 506(b) · Remaining $77,800,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 7.7 |
| (e) Business development companies | 1 | 53.2 |
| (f) Pooled investment vehicles | 2 | 75.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 136.7 |
| By Discretionary | ||
| Discretionary | 4 | 136.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 136.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 136.7 | |
| Total | 4 | 136.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brian Collins | Executive Officer | 11 | 6 | |
| Scott Barfield | Executive Officer | 2 | 2 | |
| BlueArc Mezzanine GP LLC | Executive Officer | 1 | 1 | |
| Callodine Strategic Credit Fund II GP LLC | Executive Officer | 1 | 1 | |
| Steve Brannon | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000081955] | |
| 10-Q | [0000081955] | |
| 3 | [0000081955] | |
| 4 | [0000081955] | |
| 5 | [0000081955] | |
| 8-K | [0000081955] | |
| SC 13D | [0000081955] | |
| SC 13G | [0000081955] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Rand Capital Corp RAND
Common Stock
|
2025-05-28 | Buy | 12 | $16.00 | 192 |
|
Rand Capital Corp RAND
Common Stock
|
2025-05-27 | Buy | 200 | $15.75 | 3,150 |
|
Rand Capital Corp RAND
Common Stock
|
2024-11-21 | Buy | 200 | $16.10 | 3,220 |
|
Rand Capital Corp RAND
Common Stock
|
2024-11-20 | Buy | 25 | $16.05 | 401 |
|
Rand Capital Corp RAND
Common Stock
|
2024-11-20 | Buy | 100 | $16.15 | 1,615 |
|
Rand Capital Corp RAND
Common Stock
|
2024-11-20 | Buy | 50 | $16.10 | 805 |
|
Rand Capital Corp RAND
Common Stock
|
2024-03-12 | Buy | 1,965 | $13.95 | 27,412 |
|
Rand Capital Corp RAND
Common Stock
|
2024-03-07 | Buy | 183 | $13.99 | 2,560 |
|
Rand Capital Corp RAND
Common Stock
|
2024-03-06 | Buy | 852 | $13.95 | 11,885 |
|
Rand Capital Corp RAND
Common Stock
|
2023-08-17 | Buy | 100 | $13.15 | 1,315 |
|
Rand Capital Corp RAND
Common Stock
|
2023-08-16 | Buy | 1,814 | $12.96 | 23,509 |
|
Rand Capital Corp RAND
Common Stock
|
2023-08-16 | Buy | 1,900 | $12.98 | 24,662 |
|
Rand Capital Corp RAND
Common Stock
|
2023-08-15 | Buy | 1,000 | $13.10 | 13,100 |
|
Rand Capital Corp RAND
Common Stock
|
2023-06-13 | Buy | 45 | $13.25 | 596 |
|
Rand Capital Corp RAND
Common Stock
|
2023-06-07 | Buy | 415 | $13.25 | 5,499 |
|
Rand Capital Corp RAND
Common Stock
|
2023-06-06 | Buy | 5 | $13.25 | 66 |
|
Rand Capital Corp RAND
Common Stock
|
2023-06-05 | Buy | 1 | $13.20 | 13 |
|
Rand Capital Corp RAND
Common Stock
|
2023-06-02 | Buy | 120 | $12.99 | 1,559 |
|
Rand Capital Corp RAND
Common Stock
|
2023-06-01 | Buy | 6 | $12.80 | 77 |
|
Rand Capital Corp RAND
Common Stock
|
2023-05-30 | Buy | 137 | $13.05 | 1,788 |
| showing 20 of 151 most recent transactions | |||||
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