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| Happy Holidays!! thanks for using AUM13F!! |
| Rand Capital Management LLC
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| CRD # | 304504 |
| SEC # | 801-116971 |
| CIK # | 0000081955 |
| AUM | $154.0 M (2025-03-28) |
| Employees | 10 (70% Investors, 0% Brokers) |
| Phone | 617-880-7494 |
| Address | 14 Lafayette Square Buffalo, NY 14203 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Callodine Strategic Credit Fund II LP | [2022-03-22] | 5.7 | 57.4 |
| PE | BlueArc Mezzanine Partners I LP | [2020-06-22] | 22.2 | 24.1 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 72.5 |
| (f) Pooled investment vehicles | 2 | 81.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 154.0 |
| By Discretionary | ||
| Discretionary | 3 | 154.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 154.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 154.0 | |
| Total | 3 | 154.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Brian Collins | 10 | ||
| BlueArc Mezzanine GP LLC | 1 | ||
| Scott Barfield | 1 | ||
| Callodine Strategic Credit Fund II GP LLC | 1 | ||
| Steve Brannon | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0000081955] | |
| 10-Q | [0000081955] | |
| 3 | [0000081955] | |
| 4 | [0000081955] | |
| 5 | [0000081955] | |
| 8-K | [0000081955] | |
| SC 13D | [0000081955] | |
| SC 13G | [0000081955] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
SREP Capital Management LLC
✚
|
CT | 0.2 |
|
Silverfern Capital Management LLC
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CT | 0.2 |
|
RLJ Equity Partners LLC
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MD | 0.2 |
|
Consortium Brand Partners LLC
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0.2 | |
|
Alpaca VC Investment Management LLC
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|
NY | 0.2 |
|
Rand Advisors LLC
✚
|
TX | 0.2 |
|
Northern Pacific Group LP
✚
|
MN | 0.2 |
|
Northern Pacific Growth Investment Advisors LLC
✚
|
MN | 0.2 |
|
McKinney Capital LLC
✚
|
AL | 0.2 |
|
Diversified Partners Inc
✚
|
TN | 0.2 |