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| Keyboard |
| Regency Capital Management Inc
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|---|---|
| CRD # | 312435 |
| SEC # | 801-120277 |
| CIK # | |
| AUM | 364.1 M (2026-03-04) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 808-451-3193 |
| Address | 1001 Bishop Street Honolulu, HI 96813 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Regency Capital Management Fund LP | [2023-03-29] | 4.1 M | 2.1 M |
| Filed 2026-03-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 47 | 17.8 |
| (b) Individuals (high net worth individuals) | 69 | 326.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 5.3 |
| (g) Pension and profit sharing plans | 3 | 2.4 |
| (h) Charitable organizations | 3 | 4.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 8.5 |
| (n) Other | 0 | 0.0 |
| Total | 371 | 364.1 |
| By Discretionary | ||
| Discretionary | 371 | 364.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 371 | 364.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.5 | |
| United States Persons | 362.6 | |
| Total | 371 | 364.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Regency Long Term LLC | Executive Officer | 1 | 1 | |
| Neil Rose | Executive Officer | 1 | 1 | |
| Regency Capital Management Inc | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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