|
⚲
|
| Regency Capital Management Inc
✚
|
|
|---|---|
| CRD # | 312435 |
| SEC # | 801-120277 |
| CIK # | |
| AUM | $246.8 MM (2023-03-29) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 808-451-3193 |
| Address | 1001 Bishop Street Honolulu, HI 96813 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Regency Capital Management Fund LP | [2023-03-29] | 0.0 | 0.1 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 25 | 42.5 |
| (b) Individuals (high net worth individuals) | 35 | 197.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.1 |
| (g) Pension and profit sharing plans | 2 | 0.4 |
| (h) Charitable organizations | 2 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 4.3 |
| (n) Other | 0 | 0.0 |
| Total | 243 | 246.8 |
| By Discretionary | ||
| Discretionary | 243 | 246.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 243 | 246.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 245.6 | |
| Total | 243 | 246.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Regency Long Term LLC | 1 | ||
| Neil Rose | 1 | ||
| Regency Capital Management Inc | 1 |
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