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| Keyboard |
| Regions Financial Corporation
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|---|---|
| CRD # | 112479 |
| SEC # | 801-60248 |
| CIK # | 0001082809, 0001281761 |
| AUM | |
| Employees | |
| Phone | 205-326-7248 |
| Address | 417 North 20th Street, Suite 1220 Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14,471 | 17.4 |
| By Discretionary | ||
| Discretionary | 8,790 | 9.1 |
| Non-Discretionary | 5,681 | 8.4 |
| Total | 14,471 | 17.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 17.4 | |
| Total | 14,471 | 17.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001082809] | |
| 10-K | [0001281761] | |
| 10-Q | [0001281761] | |
| 13F-HR | [0001281761] | |
| 3 | [0001281761] | |
| 4 | [0001281761] | |
| 5 | [0001281761] | |
| 8-K | [0001281761] | |
| SC 13G | [0001281761] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $8.5B |
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Regions Financial Corp RF
Common Stock
|
2026-01-22 | Sell | 36,000 | $28.78 | 1,036,080 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2026-01-15 | Grant | 1,095.72 | $28.52 | 31,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2026-01-15 | Grant | 1,095.72 | $28.52 | 31,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2026-01-15 | Grant | 1,621.67 | $28.52 | 46,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2026-01-15 | Grant | 1,095.72 | $28.52 | 31,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2026-01-15 | Grant | 1,051.89 | $28.52 | 30,000 |
|
Regions Financial Corp RF
Common Stock
|
2026-01-02 | Disposed to issuer | 5,809.73 | $27.56 | 160,116 |
|
Regions Financial Corp RF
Restricted Stock Units · derivative
|
2026-01-02 | Option exercise | 64,102 | $0.00 | |
|
Regions Financial Corp RF
Common Stock
|
2026-01-02 | Option exercise | 5,809.73 | $0.00 | |
|
Regions Financial Corp RF
Restricted Stock Units · derivative
|
2026-01-02 | Option exercise | 5,809.73 | $0.00 | |
|
Regions Financial Corp RF
Common Stock
|
2026-01-02 | Tax withheld | 23,288 | $27.56 | 641,817 |
|
Regions Financial Corp RF
Common Stock
|
2026-01-02 | Option exercise | 64,102 | $0.00 | |
|
Regions Financial Corp RF
Common Stock
|
2025-12-11 | Gift | 15,000 | $0.00 | |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2025-10-15 | Grant | 1,263.14 | $24.74 | 31,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2025-10-15 | Grant | 1,869.44 | $24.74 | 46,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2025-10-15 | Grant | 1,212.61 | $24.74 | 30,000 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2025-10-15 | Grant | 1,263.14 | $24.74 | 31,250 |
|
Regions Financial Corp RF
Phantom Stock · derivative
|
2025-10-15 | Grant | 1,263.14 | $24.74 | 31,250 |
|
Regions Financial Corp RF
Common Stock
|
2025-08-13 | Buy | 4,000 | $25.48 | 101,920 |
|
Regions Financial Corp RF
Common Stock
|
2025-08-06 | Sell | 30,000 | $25.01 | 750,300 |
| showing 20 of 200 most recent transactions | |||||