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| Regis Management Company LLC
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|---|---|
| CRD # | 128449 |
| SEC # | 801-69740 |
| CIK # | 0000716643, 0001352776 |
| AUM | |
| Employees | 14 (43% Investors, 0% Brokers) |
| Phone | 650-838-1030 |
| Address | 873 Santa Cruz Ave Menlo Park, CA 94025 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 5.7 | ||
| Exlservice Holdings Inc | 5.2 | ||
| Comcast Corp | 0.6 | ||
| Genpact Ltd | 0.5 | ||
| Oneok Inc /New/ | 0.3 | ||
| Maplebear Inc | 0.2 | ||
| Amarin Corp PLC UK | 0.2 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Regis Energy Partners III LP | [2012-03-30] | 2.4 M | |
| PE | Regis Energy Partners I LP | 2012-03-30 | 17.3 M | |
| HF | Regis Equity Volatility Strategy LP | [2012-03-30] | 15.1 M | |
| Filed 2011-09-30 (D/A) · Exemption 506, 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Regis Global Allocation Fund LP | [2012-03-30] | ||
| Filed 2010-06-02 (D/A) · Exemption 506, 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Regis India Opportunities Fund LP | 2012-03-30 | 11.7 M | |
| PE | Regis Investors 2004-01 LLC | 2012-03-30 | 1.1 M | |
| HF | Regis Liquid Hedge LP | [2012-03-30] | 60.7 M | 15.2 M |
| Filed 2012-10-02 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 18 | 1.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 23 | 1.4 |
| By Discretionary | ||
| Discretionary | 23 | 1.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 23 | 1.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.4 | |
| Total | 23 | 1.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Freidenrich | Executive Officer | 10 | 4 | |
| Regis Management Company LLC | Executive Officer | 6 | 3 | |
| Robert Burlinson | Executive Officer | 6 | 3 | |
| Steven Go | Executive Officer | 4 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000716643] | |
| 10-Q | [0000716643] | |
| 3 | [0000716643] | |
| 4 | [0000716643] | |
| 8-K | [0000716643] | |
| D | [0000716643] | |
| SC 13D | [0000716643] | |
| SC 13G | [0000716643] | |
| 13F-HR | [0001352776] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.2B |
| Clients | 2 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Regis Corp RGS
Common Stock
|
2026-03-16 | Grant | 1,219 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2026-03-16 | Grant | 2,409 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2026-03-16 | Grant | 12,125 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2026-02-09 | Grant | 1,486 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-12-22 | Tax withheld | 622 | $28.61 | 17,795 |
|
Regis Corp RGS
Common Stock
|
2025-12-17 | Sell | 500 | $28.00 | 14,000 |
|
Regis Corp RGS
Common Stock
|
2025-12-04 | Grant | 1,470 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-11-24 | Tax withheld | 328 | $26.90 | 8,823 |
|
Regis Corp RGS
Common Stock
|
2025-11-24 | Tax withheld | 802 | $26.90 | 21,574 |
|
Regis Corp RGS
Common Stock
|
2025-11-24 | Tax withheld | 551 | $26.90 | 14,822 |
|
Regis Corp RGS
Common Stock
|
2025-11-24 | Tax withheld | 708 | $26.90 | 19,045 |
|
Regis Corp RGS
Common Stock
|
2025-11-24 | Tax withheld | 886 | $26.90 | 23,833 |
|
Regis Corp RGS
Common Stock
|
2025-11-14 | Grant | 2,727 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-11-14 | Grant | 2,727 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-11-14 | Grant | 2,727 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-11-14 | Grant | 2,727 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-11-14 | Grant | 2,727 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2025-01-15 | Grant | 2,752 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2024-11-25 | Grant | 4,800 | $0.00 | |
|
Regis Corp RGS
Common Stock
|
2024-11-25 | Grant | 3,200 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||